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CRD#: 135327
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SGMA CAPITAL MARKETS LIMITED is located at 757 Third Avenue 21st Floor, Clarence, NY 14031 and was first established at New York, New York in 12/20/2004. After operating for 21 years, SGMA CAPITAL MARKETS LIMITED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SGMA CAPITAL MARKETS LIMITED’s clients are individuals and 0% of their clients are high net worth individuals. SGMA CAPITAL MARKETS LIMITED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SGMA CAPITAL MARKETS LIMITED are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SGMA CAPITAL MARKETS LIMITED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SGMA CAPITAL MARKETS LIMITED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SGMA CAPITAL MARKETS LIMITED Comes From

Understanding the Statistics for SGMA CAPITAL MARKETS LIMITED and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
757 Third Avenue 21st Floor, Clarence, NY 14031
Mailing Address
757 Third Avenue 21st Floor, New York, NY 10017
Firm Size
Small
Phone Number
(646) 681-6349
Established
New York since 12/20/2004
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ROSSENDALE GROUP, INC.OWNER
LEGAYE, DANIEL EUGENE SRFINOP/CFO1055035
SHEUMACK, NICHOLAS JCHIEF EXECUTIVE OFFICER4378798
SMITH, LAUREN ANNCHIEF COMPLIANCE OFFICER1909862

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Advisor's working at SGMA CAPITAL MARKETS LIMITED

LS

Lauren Ann Smith

RR
CRD#: 1909862
Location:
New York, NY 10017
Company:
SGMA CAPITAL MARKETS LIMITED
Disclosures:
Experience:
36 years
View Profile
NS

Nicholas J Sheumack

Nicholas Jon Sheumack
RR
CRD#: 4378798
Location:
New York, NY 10017
Company:
SGMA CAPITAL MARKETS LIMITED
Disclosures:
Experience:
24 years
View Profile
RG

Robert Christopher Green

RR
CRD#: 7641926
Location:
New York, NY 10017
Company:
SGMA CAPITAL MARKETS LIMITED
Disclosures:
Experience:
2 years
View Profile
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