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RG

Robert C. Green

SGMA CAPITAL MARKETS LIMITED
New York, NY 10017
Some features on this profile are disabled
CRD#: 7641926
RG

Professional summary

Robert Christopher Green is a registered financial professional currently at SGMA CAPITAL MARKETS LIMITED located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2024. Robert has worked at 1 firm and has passed the Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Christopher Green's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 28, 2024 - Present

SGMA CAPITAL MARKETS LIMITED

Office #1: 757 Third Avenue 21st Floor, New York, NY 10017
BD
CRD#: 135327
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 6/28/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/18/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SGMA CAPITAL MARKETS LIMITED
NIAGARA INTERNATIONAL CAPITAL LIMITED | SGMA CAPITAL MARKETS LIMITED | SGMA CAPITAL MARKETS

CRD#: 135327 / SEC#: , 8-66911

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
757 Third Avenue 21st Floor, Clarence, NY 14031
Mailing Address
757 Third Avenue 21st Floor, New York, NY 10017
Phone number
(646) 681-6349
Established
New York since 12/20/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ROSSENDALE GROUP, INC.OWNER
LEGAYE, DANIEL EUGENE SRFINOP/CFO1055035
SHEUMACK, NICHOLAS JCHIEF EXECUTIVE OFFICER4378798
SMITH, LAUREN ANNCHIEF COMPLIANCE OFFICER1909862

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SGMA CAPITAL MARKETS LIMITED

CRD#: 135327New York, NY 10017

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