Nicholas J. Sheumack
Professional summary
Nicholas J Sheumack, who also goes by Nicholas Jon Sheumack, is a registered financial professional currently at SGMA CAPITAL MARKETS LIMITED located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2001. Nicholas has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas J Sheumack's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2018 - Present
SGMA CAPITAL MARKETS LIMITED
Office #1: 757 Third Avenue 21st Floor, New York, NY 10017February 16, 2017 - February 26, 2018
BERKSHIRE GLOBAL ADVISORS LP
March 26, 2015 - February 15, 2017
BERKSHIRE GLOBAL ADVISORS LP
October 6, 2011 - March 17, 2015
LAZARD MIDDLE MARKET LLC
May 17, 2011 - August 11, 2011
FIRST NEW YORK SECURITIES L.L.C.
November 23, 2009 - January 19, 2011
SANDLER, O'NEILL & PARTNERS, L.P.
July 30, 2001 - November 6, 2009
KEEFE, BRUYETTE & WOODS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2020)
(3/28/2019)
(6/24/2019)
(6/17/2019)
(11/23/2020)
(6/8/2018)
(7/3/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SGMA CAPITAL MARKETS LIMITED
CRD#: 135327 / SEC#: , 8-66911
Contact information
FINRA licenses (7 States and Territories)
Red Flags
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