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CRD#: 133371
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

VALIDATE CAPITAL MARKETS, LLC is located at 505 Park Avenue, 14th Floor, New York, NY 10022 and was first established at New York, Delaware in 09/26/2008. After operating for 17 years, VALIDATE CAPITAL MARKETS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of VALIDATE CAPITAL MARKETS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. VALIDATE CAPITAL MARKETS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at VALIDATE CAPITAL MARKETS, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access VALIDATE CAPITAL MARKETS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at VALIDATE CAPITAL MARKETS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for VALIDATE CAPITAL MARKETS, LLC Comes From

Understanding the Statistics for VALIDATE CAPITAL MARKETS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
505 Park Avenue 14th Floor, New York, NY, 10022
Mailing Address
505 Park Avenue 14th Floor, New York, NY, 10022
Firm Size
Small
Phone Number
(646) 213-3703
Established
Delaware since 09/26/2008
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
VISCOGLIOSI BROTHERS, LLC (VBLLC)SHAREHOLDER
MACK, DAVIDPRINCIPAL2164969
SINGER, STEVEN FREDERICFINOP2360737
URQUIOLA, JEAN CAROLCEO/PRESIDENT1806619
URQUIOLA, JEAN CAROLCCO1806619

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Advisor's working at VALIDATE CAPITAL MARKETS, LLC

JU

Jean Carol Urquiola

RR
CRD#: 1806619
Location:
New York, NY 10022
Company:
VALIDATE CAPITAL MARKETS, LLC
Disclosures:
Experience:
37 years
View Profile
DM

David Mack

RR
CRD#: 2164969
Location:
New York, NY 10022
Company:
VALIDATE CAPITAL MARKETS, LLC
Disclosures:
Experience:
34 years
View Profile
SS

Steven Frederic Singer

RR
CRD#: 2360737
Location:
New York, NY 10005
Company:
JOSEPH GUNNAR & CO. LLC
Disclosures:
Experience:
32 years
View Profile
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