Steven F. Singer
Professional summary
Steven Frederic Singer is a registered financial professional currently at JOSEPH GUNNAR & CO. LLC located in New York, New York and EQUUS FINANCIAL CONSULTING LLC located in New Canaan, Connecticut.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1993. Steven has worked at 24 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Frederic Singer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2005 - Present
JOSEPH GUNNAR & CO. LLC
Office #1: 40 Wall Street Suite 3004, New York, NY 10005Office #2: 1000 Rxr Plaza, Uniondale, NY 11556September 11, 2006 - Present
EQUUS FINANCIAL CONSULTING LLC
Office #1: 78 Pine St., Suite 101, New Canaan, CT 06840January 30, 2008 - Present
VALIDATE CAPITAL MARKETS, LLC
Office #1: 505 Park Avenue 14th Floor, New York, NY, 10022January 13, 2009 - Present
EAST WIND SECURITIES, LLC
Office #1: 810 Seventh Avenue 35th Floor, New York, NY 10019March 2, 2009 - Present
CREDICORP CAPITAL LLC
Office #1: 1111 Brickell Avenue Suite 2825, Miami, FL 33131May 10, 2011 - Present
SABADELL SECURITIES USA, INC.
Office #1: 1111 Brickell Avenue 30th Floor, Miami, FL, 33131Office #2: 1111 Brickell Avenue 30th Floor, Miami, FL, 33131May 31, 2013 - Present
MARIVA CAPITAL MARKETS, LLC
Office #1: 150 Se 2nd Avenue Suite Ph3, Miami, FL 33131October 1, 2014 - Present
XP INVESTMENTS US, LLC
Office #1: 701 Brickell Avenue 21st Floor, Miami, FL 33131November 30, 2020 - Present
PUENTE SERVICIOS FINANCIEROS LLC
Office #1: 801 Brickell Avenue Suite 2010, Miami, FL 33131January 19, 2021 - Present
INTERCOASTAL CAPITAL MARKETS, INC.
Office #1: 200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432March 6, 2023 - Present
MIDDLEMARCH SECURITIES LLC
Office #1: 700 Canal St. Building 1, Floor 1, Suite 148, Stamford, CT 06902July 9, 2018 - July 31, 2025
ZEUS FINANCIAL, LLC
August 31, 2016 - February 4, 2019
CG CAPITAL MARKETS, LLC
July 17, 2015 - October 14, 2016
RIVERROCK SECURITIES, LLC
April 29, 2011 - January 9, 2019
INSIGNEO SECURITIES, LLC
April 1, 2011 - August 1, 2012
PACIFIC CENTURY SECURITIES, LLC
February 15, 2011 - August 1, 2011
EDGECREST CAPITAL (USA) INC.
July 21, 2010 - May 1, 2013
UNITED CAPITAL MARKETS, INC.
July 8, 2010 - May 31, 2019
SEALE CAPITAL, INC.
May 27, 2010 - April 2, 2013
TCT SECURITIES & DERIVATIVES, LLC
June 26, 2009 - November 1, 2012
MERCOR SECURITIES LLC
October 28, 2002 - December 10, 2009
REVA CAPITAL MARKETS LLC
July 5, 2001 - September 5, 2002
JOSEPH GUNNAR & CO. LLC
January 31, 1997 - June 28, 2001
WEATHERLY SECURITIES CORPORATION
June 21, 1993 - October 18, 1996
AMERICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2006)
(6/10/2005)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
MIDDLEMARCH SECURITIES LLC
CRD#: 283508 / SEC#: , 8-69758
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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