David Mack
Professional summary
David Mack is a registered financial professional currently at VALIDATE CAPITAL MARKETS, LLC located in New York, New York and LEAGUE CAPITAL MARKETS located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1992. David has worked at 39 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Mack's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 27, 2009 - Present
VALIDATE CAPITAL MARKETS, LLC
Office #1: 505 Park Avenue 14th Floor, New York, NY, 10022August 4, 2014 - Present
LEAGUE CAPITAL MARKETS
Office #1: 1345 Avenue Of The Americas 2nd Floor, New York, NY 10105April 22, 2016 - October 20, 2021
FIRSTRADE SECURITIES INC.
January 21, 2015 - May 1, 2015
BONDCUBE INC.
March 4, 2014 - August 10, 2015
YORK STOCKBROKERS, INC.
December 10, 2012 - March 11, 2013
LAMPE CAPITAL NORTH AMERICA LLC
August 3, 2011 - November 11, 2011
TGL PARTNERS LLC
February 28, 2011 - February 23, 2015
FUNDING CIRCLE SECURITIES LLC
September 3, 2010 - November 2, 2010
SHARENETT SECURITIES LLC
September 25, 2009 - January 25, 2010
HUDSON CAPITAL ADVISORS BD LLC
November 18, 2008 - August 22, 2012
BURNHAM HILL PARTNERS LLC
November 10, 2008 - February 3, 2010
IA GLOBAL CAPITAL LLC
July 15, 2008 - November 10, 2008
ARIVE CAPITAL MARKETS
October 11, 2007 - January 12, 2010
TGL PARTNERS LLC
September 11, 2007 - December 6, 2007
MCAP LLC
April 23, 2007 - May 18, 2007
LEEB BROKERAGE SERVICES, INC.
September 14, 2006 - August 17, 2007
BELMONT PARTNERS SECURITIES INC.
August 17, 2006 - September 7, 2006
BELMONT PARTNERS SECURITIES INC.
June 29, 2006 - May 28, 2008
TRIBECA SECURITIES LLC
June 20, 2006 - December 10, 2007
MIDCHESTER CAPITAL LLC
March 2, 2005 - July 20, 2009
HUDSON CAPITAL ADVISORS BD LLC
October 15, 2004 - March 15, 2005
COVA CAPITAL PARTNERS LLC
September 29, 2004 - April 23, 2008
STERN CAPITAL LLC
June 16, 2004 - June 26, 2008
IA GLOBAL CAPITAL LLC
May 25, 2004 - November 26, 2007
OCEANA PARTNERS LLC
March 23, 2004 - August 5, 2008
PRIVATE ENERGY SECURITIES, INC.
January 14, 2004 - May 22, 2017
PETER R. MACK & CO., INC.
November 12, 2003 - February 13, 2004
BSG MARKETS LLC
May 12, 2003 - January 3, 2005
LEEB BROKERAGE SERVICES, INC.
April 21, 2003 - July 21, 2011
TERRA CAPITAL MARKETS LLC
July 23, 2002 - June 12, 2009
FDX CAPITAL LLC
July 15, 2002 - May 1, 2003
LEXIT CAPITAL, LLC
February 14, 2002 - August 1, 2002
PETERSEN INVESTMENTS, INC.
January 3, 2002 - January 12, 2005
GLOBAL INTER EQUITIES (S.A.), INC.
May 18, 2001 - July 29, 2002
ATON SECURITIES, INC.
March 8, 2001 - November 16, 2001
BOND EXPRESS, INC.
January 18, 2001 - December 7, 2001
CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.
October 20, 2000 - March 11, 2002
BRYANT PARK CAPITAL SECURITIES, INC.
June 20, 2000 - November 9, 2000
AVALON BROKERAGE, INC.
June 12, 2000 - October 4, 2010
PROVIDENT INTERNATIONAL SECURITIES, INC.
August 31, 1999 - June 27, 2001
CFC SECURITIES, INC.
April 24, 1998 - August 16, 2000
KALIN ASSOCIATES, INC.
April 16, 1998 - January 24, 2000
THOMAS FLETCHER & COMPANY, INC.
July 17, 1996 - March 11, 2002
VALUE INVESTING PARTNERS, INC.
May 20, 1994 - January 23, 1996
KALIN ASSOCIATES, INC.
January 21, 1992 - December 31, 1995
PETER R. MACK & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2015)
(8/3/2012)
(9/1/2017)
(5/27/2009)
(6/19/2015)
(4/14/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LEAGUE CAPITAL MARKETS
CRD#: 170803 / SEC#: , 8-69432
Contact information
FINRA licenses (14 States and Territories)
Red Flags
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