ML
Michael J. Laderer
HENLEY & COMPANY WEALTH MANAGEMENT LLC
UNIONDALE, NY 11556
Some features on this profile are disabled
CRD#: 1436877
ML
Professional summary
Michael John Laderer, who also goes by Michael J Laderer, is a registered financial advisor currently at HENLEY & COMPANY WEALTH MANAGEMENT LLC located in Uniondale, New York and HENLEY & COMPANY LLC located in Uniondale, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael J Laderer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM AN INVESTMENT ADVISER AND SUPERVISOR WITH HENLEY & COMPANY WEALTH MANAGEMENT, OUR AFFILIATED RIA.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Laderer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2009 - Present
HENLEY & COMPANY WEALTH MANAGEMENT LLC
Office #1: 506 Rxr Plaza, Uniondale, NY 11556RIA
CRD#: 144884
UNIONDALE, NY
Current
September 22, 2004 - Present
HENLEY & COMPANY LLC
Office #1: 506 Rxr Plaza, Uniondale, NY 11556BD
CRD#: 131453
UNIONDALE, NY
Past
January 4, 1999 - February 2, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
May 26, 1988 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
October 31, 1986 - June 1, 1988
PHILIPS, APPEL & WALDEN, INC.
BD
CRD#: 659
Past
June 3, 1986 - November 18, 1986
DENTON & COMPANY, INCORPORATED
BD
CRD#: 1630
Past
November 19, 1985 - June 11, 1986
DONALD & CO. SECURITIES INC.
BD
CRD#: 7776
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HENLEY & COMPANY WEALTH MANAGEMENT LLC
HENLEY & COMPANY WEALTH MANAGEMENT LLC | HENLEY CAPITAL MANAGEMENT, INC. | HENLEY CAPITAL MANAGEMENT
CRD#: 144884 / SEC#: 801-77007
RIA
Registered Investment Advisory firm - (8/14/2012 Approved)New York
Registered Investment Advisory firm - (8/22/2012 Terminated)Virginia
Registered Investment Advisory firm - (8/22/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/7/2005)
RR
California(2/7/2005)
RR
Colorado(2/7/2005)
RR
Connecticut(2/7/2005)
RR
District of Columbia(3/23/2022)
RR
Florida(2/7/2005)
RR
Georgia(2/7/2005)
RR
Illinois(2/7/2005)
RR
Indiana(2/22/2022)
RR
Kansas(2/4/2022)
RR
Louisiana(3/27/2023)
RR
Maryland(2/7/2005)
RR
Massachusetts(2/7/2005)
RR
Michigan(2/7/2005)
RR
Minnesota(2/7/2005)
RR
Mississippi(12/16/2019)
RR
Missouri(2/14/2019)
RR
Nevada(2/7/2005)
RR
New Hampshire(8/31/2021)
RR
New Jersey(2/7/2005)
RR
New Mexico(2/7/2005)
RR
New York(2/7/2005)
IAR
New York(4/1/2021)
RR
North Carolina(2/7/2005)
RR
North Dakota(12/22/2022)
RR
Ohio(7/15/2010)
RR
Oklahoma(2/8/2022)
RR
Oregon(2/7/2005)
RR
Pennsylvania(2/7/2005)
RR
Puerto Rico(2/10/2022)
RR
Rhode Island(5/8/2023)
RR
South Carolina(1/26/2017)
RR
Tennessee(3/17/2017)
RR
Texas(2/7/2005)
RR
Utah(2/7/2005)
RR
Vermont(2/4/2022)
RR
Virgin Islands(2/7/2022)
IAR
Virginia(12/17/2009)
RR
Virginia(8/31/2021)
RR
Washington(2/7/2005)
RR
Wisconsin(2/7/2005)
RR
Wyoming(2/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/19/1994
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
H&
HENLEY & COMPANY WEALTH MANAGEMENT LLC
HENLEY & COMPANY WEALTH MANAGEMENT LLC | HENLEY CAPITAL MANAGEMENT, INC. | HENLEY CAPITAL MANAGEMENT
CRD#: 144884 / SEC#: 801-77007
RIA
Registered Investment Advisory firm - (8/14/2012 Approved)New York
Registered Investment Advisory firm - (8/22/2012 Terminated)Virginia
Registered Investment Advisory firm - (8/22/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
506 Rxr Plaza, Uniondale, NY 11556
Mailing Address
Phone number
(516) 794-5520
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 122 |
| AUM (Assets Under Management) | $ 96,072,449 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
