Francis P. Gemino
Professional summary
Francis Patrick Gemino, who also goes by Pat Gemino, is a registered financial advisor currently at HENLEY & COMPANY WEALTH MANAGEMENT LLC located in Uniondale, New York and HENLEY & COMPANY LLC located in Uniondale, New York.
Francis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1973. Francis has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, Series 7TO, Series 99TO, Series 79TO, SIE, Series 5, Series 1, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Francis Patrick Gemino's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2020 - Present
HENLEY & COMPANY WEALTH MANAGEMENT LLC
Office #1: 506 Rxr Plaza, Uniondale, NY 11556September 22, 2004 - Present
HENLEY & COMPANY LLC
Office #1: 506 Rxr Plaza, Uniondale, NY 11556March 11, 2013 - December 31, 2019
HENLEY & COMPANY WEALTH MANAGEMENT LLC
January 4, 1999 - December 31, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 26, 1986 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
January 24, 1985 - April 7, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
April 1, 1980 - January 28, 1985
CIBC WORLD MARKETS CORP.
January 31, 1980 - October 10, 1980
UBS FINANCIAL SERVICES INC.
January 2, 1980 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
May 5, 1978 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
August 7, 1975 - April 3, 1977
BUTCHER & SINGER INC.
August 14, 1973 - September 21, 1975
EDWARDS & HANLY
Primary Firm SEC Registration
HENLEY & COMPANY WEALTH MANAGEMENT LLC
CRD#: 144884 / SEC#: 801-77007
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2009)
(1/3/2005)
(1/3/2005)
(9/21/2010)
(1/14/2020)
(1/27/2005)
(1/5/2005)
(2/1/2005)
(1/14/2008)
(2/11/2005)
(1/4/2005)
(10/2/2004)
(4/8/2021)
(2/4/2005)
(4/14/2010)
(1/3/2005)
(2/1/2005)
(1/3/2005)
(1/4/2005)
(1/3/2005)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 5
Date: 10/12/1981
Interest Rate Options ExaminationSeries 1
Date: 8/9/1973
Registered Representative ExaminationFINRA
Current Firm
HENLEY & COMPANY WEALTH MANAGEMENT LLC
CRD#: 144884 / SEC#: 801-77007
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 122 |
| AUM (Assets Under Management) | $ 96,072,449 |
Red Flags
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