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FIRM PROFILE
Overview
GLOBAL OAK CAPITAL MARKETS LLC is located at 25 1/2 Legare Street, Charleston, SC 29401 and was first established at Atlanta, Delaware in 12/16/2002. After operating for 23 years, GLOBAL OAK CAPITAL MARKETS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GLOBAL OAK CAPITAL MARKETS LLC’s clients are individuals and 0% of their clients are high net worth individuals. GLOBAL OAK CAPITAL MARKETS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GLOBAL OAK CAPITAL MARKETS LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GLOBAL OAK CAPITAL MARKETS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GLOBAL OAK CAPITAL MARKETS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for GLOBAL OAK CAPITAL MARKETS LLC Comes From
Understanding the Statistics for GLOBAL OAK CAPITAL MARKETS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
25 1/2 Legare Street, Charleston, SC 29401
25 1/2 Legare Street, Charleston, SC 29401
Small
(843) 310-3245
Delaware since 12/16/2002
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ANGEL OAK GLOBAL MARKETS, LLC | OWNER | ||
| DRAKE, WILLIAM FRANCIS III | OWNER | 1621314 | |
| LIEBERGALL, JONATHAN SCOTT | OWNER / CEO | 1744845 | |
| PARKWAY INVESTMENT MANAGEMENT | OWNER | ||
| WALKER, FREDERICK EUCLID | OWNER | 2360896 | |
| MAGBALON, MICHAEL JOHN | OWNER | 7220640 | |
| TOFT, CHRISTIAN DAVID | OWNER | 4389124 | |
| KATZ, MARIE | CFO, FINOP, CCO | 2457660 |
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Advisor's working at GLOBAL OAK CAPITAL MARKETS LLC
Jonathan Scott Liebergall
James Anthony Philip
Marie Katz
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