Jonathan S. Liebergall

GLOBAL OAK CAPITAL MARKETS LLC

Charleston, SC

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CRD#: 1744845

Professional summary

Jonathan Scott Liebergall, who also goes by Jon Liebergall, is a registered financial professional currently at GLOBAL OAK CAPITAL MARKETS LLC located in Charleston, South Carolina.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1990. Jonathan has worked at 4 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jon Liebergall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Scott Liebergall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2016 - Present

GLOBAL OAK CAPITAL MARKETS LLC

CRD#: 125860

Charleston, SC

Past

March 28, 2012 - January 19, 2016

AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC

CRD#: 157767

WILTON, CT

Past

February 25, 1994 - December 20, 2013

AIG FINANCIAL SECURITIES CORP.

CRD#: 21774

WILTON, CT

Past

April 24, 1990 - May 21, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/12/2020)

Connecticut
(9/29/2016)

District of Columbia
(12/4/2020)

Georgia
(9/3/2020)

Illinois
(11/13/2018)

Massachusetts
(12/4/2020)

New York
(9/29/2016)

South Carolina
(9/29/2016)

Virginia
(12/4/2020)

Exams

State Security Law Exam

Series 63

Date: 3/18/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/15/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GLOBAL OAK CAPITAL MARKETS LLC

CICERONE PARTNERS LLC | RCF CAPITAL PARTNERS, LLC | GLOBAL OAK CAPITAL MARKETS LLC | CICERONE SECURITIES, LLC

CRD#: 125860 / SEC#: , 8-65829

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

25 1/2 Legare Street, Charleston, SC 29401

Mailing Address

25 1/2 Legare Street, Charleston, SC 29401

Phone number

(843) 310-3245

Established

Delaware since 12/16/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ANGEL OAK GLOBAL MARKETS, LLC	OWNER
DRAKE, WILLIAM FRANCIS III	OWNER	1621314
LIEBERGALL, JONATHAN SCOTT	OWNER / CEO	1744845
PARKWAY INVESTMENT MANAGEMENT	OWNER
WALKER, FREDERICK EUCLID	OWNER	2360896
MAGBALON, MICHAEL JOHN	OWNER	7220640
TOFT, CHRISTIAN DAVID	OWNER	4389124
KATZ, MARIE	CFO, FINOP, CCO	2457660

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan S. Liebergall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Scott Liebergall's CRS (Customer Relationship Summary).

Certified licenses

Experience

AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC

AIG FINANCIAL SECURITIES CORP.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/18/1999

Series 7TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/21/1990

Series 24

Date: 6/15/2006

FINRA

Current Firm

GLOBAL OAK CAPITAL MARKETS LLC

Contact information

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GLOBAL OAK CAPITAL MARKETS LLC

TRUST BUT VERIFY

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