MK
Marie Katz
GLOBAL OAK CAPITAL MARKETS LLC
Charleston, SC
Some features on this profile are disabled
CRD#: 2457660
MK
Professional summary
Marie Katz, who also goes by Marie Ogurick, is a registered financial professional currently at GLOBAL OAK CAPITAL MARKETS LLC located in Charleston, South Carolina and NUORION CAPITAL located in Miami, Florida.
Marie is registered as a RR (Registered Representative) and started their career in finance in 2000. Marie has worked at 21 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 52TO, SIE, Series 27, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Marie Ogurick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Marie Katz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2017 - Present
GLOBAL OAK CAPITAL MARKETS LLC
BD
CRD#: 125860
Charleston, SC
Current
July 13, 2022 - Present
NUORION CAPITAL
Office #1: 495 Brickell Ave Suite 2101, Miami, FL 33131BD
CRD#: 315811
Miami, FL
Current
August 11, 2023 - Present
AREAM ADVISORS LLC
Office #1: 535 Mission Street Office 1720, San Francisco, CA 94105BD
CRD#: 318177
San Francisco, CA
Current
December 7, 2023 - Present
DCMB SECURITIES LLC
Office #1: 1700 West Loop South, Suite 450, Houston, TX 77027BD
CRD#: 146578
Houston, TX
Current
September 9, 2024 - Present
G. A. REPPLE & COMPANY
Office #1: 101 Normandy Road Suite 101, Casselberry, FL 32707RIA
BD
CRD#: 17486
Casselberry, FL
Past
October 23, 2025 - November 10, 2025
ALPHA TRADING L.P.
BD
CRD#: 289434
HERZLIYA PITUACH,
Past
August 20, 2024 - May 30, 2025
ORTEX SECURITIES LLC
BD
CRD#: 322213
NEW YORK, NY
Past
June 10, 2024 - September 9, 2024
UPSIDE MARKETPLACE, LLC
BD
CRD#: 319501
BROOKLYN, NY
Past
May 31, 2024 - November 10, 2025
AXOM PARTNERS LLC
BD
CRD#: 328894
LEHI, UT
Past
November 22, 2023 - June 25, 2024
SWARTWOOD, HESSE INC.
BD
CRD#: 8603
NEW YORK, NY
Past
November 22, 2023 - June 28, 2024
HCFP/CAPITAL MARKETS LLC
BD
CRD#: 149111
NEW YORK, NY
Past
November 1, 2023 - November 13, 2025
SYNOVUS SECURITIES, INC.
BD
CRD#: 14023
COLUMBUS, GA
Past
August 15, 2023 - November 7, 2025
CRAFT CAPITAL MANAGEMENT LLC
BD
CRD#: 171350
GARDEN CITY, NY
Past
August 14, 2023 - November 5, 2025
ARLINGTON CAPITAL SERVICES, LLC
BD
CRD#: 304588
BIRMINGHAM, AL
Past
August 10, 2023 - May 3, 2024
ENTRUSTODY FINANCIAL, LLC
BD
CRD#: 313565
BOSTON, MA
Past
October 5, 2012 - December 20, 2013
AIG FINANCIAL SECURITIES CORP.
BD
CRD#: 21774
WILTON, CT
Past
October 5, 2012 - July 15, 2016
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
BD
CRD#: 157767
WILTON, CT
Past
March 9, 2011 - October 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
September 6, 2005 - October 7, 2010
NATWEST MARKETS SECURITIES INC.
BD
CRD#: 11707
STAMFORD, CT
Past
May 11, 2004 - September 12, 2005
GE INVESTMENT DISTRIBUTORS, INC
BD
CRD#: 32087
STAMFORD, CT
Past
September 29, 2000 - June 4, 2002
SIDOTI & COMPANY, LLC
BD
CRD#: 102860
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
G. A. REPPLE & COMPANY
123-INVESTING | WOLFE FINANCIAL GROUP | WITTHAUER FINANCIAL GROUP | WALKER FINANCIAL | TRINITY WEALTH MANAGEMENT | THOMAS STROBHAR FINANCIAL | TELEIOS FINANCIAL PARTNERS | REPPLE WEALTH MANAGEMENT | REPPLE WEALTH GROUP | MANGROVE FINANCIAL GROUP | KINGDOM FINANCIAL SERVICES | HORIZON FINANCIAL SOLUTIONS | HARVEST FINANCIAL | GVC INVESTMENTS | G. A. REPPLE & COMPANY | EXODUS FINANCIAL SERVICES | ENGWALL CLARK AND ASSOCIATES | ENGEDI FINANCIAL | DAN HARDT FINANCIAL SERVICES | COVENANT FINANCIAL MANAGEMENT | CHRISTIAN FAMILY FINANCIAL | BOB HOLBROOK INVESTMENT SERVICES | AVANTI WEALTH MANAGEMENT | ANSEVIN ASSET MANAGEMENT | ALICEA SERVICES | ALAN SIEGEL FINANCIAL SERVICES
CRD#: 17486 / SEC#: 801-63426, 8-35315
RIA
Registered Investment Advisory firm - SEC (9/16/2004 Approved)Arkansas
Registered Investment Advisory firm - SEC (9/23/2004 Terminated)California
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Florida
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Indiana
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Louisiana
Registered Investment Advisory firm - SEC (2/11/2005 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)South Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Tennessee
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Texas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Virginia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Washington
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/3/2024)
RR
Florida(9/1/2022)
RR
Kentucky(6/3/2024)
RR
Nevada(8/11/2023)
RR
New Hampshire(6/3/2024)
RR
New York(6/3/2024)
RR
South Carolina(7/9/2018)
RR
Texas(6/4/2024)
RR
Washington(6/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GA
G. A. REPPLE & COMPANY
123-INVESTING | WOLFE FINANCIAL GROUP | WITTHAUER FINANCIAL GROUP | WALKER FINANCIAL | TRINITY WEALTH MANAGEMENT | THOMAS STROBHAR FINANCIAL | TELEIOS FINANCIAL PARTNERS | REPPLE WEALTH MANAGEMENT | REPPLE WEALTH GROUP | MANGROVE FINANCIAL GROUP | KINGDOM FINANCIAL SERVICES | HORIZON FINANCIAL SOLUTIONS | HARVEST FINANCIAL | GVC INVESTMENTS | G. A. REPPLE & COMPANY | EXODUS FINANCIAL SERVICES | ENGWALL CLARK AND ASSOCIATES | ENGEDI FINANCIAL | DAN HARDT FINANCIAL SERVICES | COVENANT FINANCIAL MANAGEMENT | CHRISTIAN FAMILY FINANCIAL | BOB HOLBROOK INVESTMENT SERVICES | AVANTI WEALTH MANAGEMENT | ANSEVIN ASSET MANAGEMENT | ALICEA SERVICES | ALAN SIEGEL FINANCIAL SERVICES
CRD#: 17486 / SEC#: 801-63426, 8-35315
RIA
Registered Investment Advisory firm - SEC (9/16/2004 Approved)Arkansas
Registered Investment Advisory firm - SEC (9/23/2004 Terminated)California
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Florida
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Indiana
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Louisiana
Registered Investment Advisory firm - SEC (2/11/2005 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)South Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Tennessee
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)Texas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Virginia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)Washington
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
101 Normandy Rd, Casselberry, FL 32707
Mailing Address
101 Normandy Rd, Casselberry, FL 32707
Phone number
(407) 339-9090
Established
Florida since 11/05/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
68
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,349 |
| AUM (Assets Under Management) | $ 614,731,911 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
