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FIRM PROFILE
Overview
RABO SECURITIES USA, INC. is located at 151 West 42nd Street 8th Floor, New York, NY 10036 and was first established at New York, Delaware in 03/22/1999. After operating for 27 years, RABO SECURITIES USA, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RABO SECURITIES USA, INC.’s clients are individuals and 0% of their clients are high net worth individuals. RABO SECURITIES USA, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RABO SECURITIES USA, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RABO SECURITIES USA, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RABO SECURITIES USA, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for RABO SECURITIES USA, INC. Comes From
Understanding the Statistics for RABO SECURITIES USA, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
151 West 42nd Street 8th Floor, New York, NY 10036
151 West 42nd Street 8th Floor, New York, NY 10036
Medium
(212) 808-2548
Delaware since 03/22/1999
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| UTRECHT-AMERICA HOLDINGS, INC | SOLE SHAREHOLDER | ||
| AMIN, SHREYA | SECRETARY | 7368182 | |
| BASSETT, DAVID FRANCIS | CHAIRMAN | 2802027 | |
| CHESTER, WILLIAM PETER | DIRECTOR | 5868288 | |
| DEMAZURE PELLETIER, CHRISTINE MARIE | DIRECTOR | 5481370 | |
| KITTEL, CHRISTOPHER FREDERICK | CHIEF COMPLIANCE OFFICER | 2718043 | |
| KORMANEK, SHAWN PATRICK | DIRECTOR | 7310810 | |
| LAMPER, KATHERINE S | DIRECTOR | 5202959 | |
| LAZAROV, DUSAN OBRAD | DIRECTOR | 7904295 | |
| MARTENS, ANDREA MARIE | FINANCIAL AND OPERATIONS PRINCIPAL | 1187593 | |
| PASDAR, NADER | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4702711 |
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Advisor's working at RABO SECURITIES USA, INC.
Drina Nedret Guneri
Mark Howard Richman
Lisa Marie Fairclough
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