Christopher F. Kittel
Professional summary
Christopher Frederick Kittel, who also goes by Christopher Kittel, is a registered financial professional currently at RABO SECURITIES USA, INC. located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 24, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Frederick Kittel's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2015 - Present
RABO SECURITIES USA, INC.
Office #1: 151 West 42nd Street 8th Floor, New York, NY 10036June 6, 2007 - May 3, 2013
EZE CASTLE TRANSACTION SERVICES LLC
January 2, 2007 - June 25, 2015
COWEN EXECUTION SERVICES LLC
January 4, 2006 - January 4, 2006
COWEN EXECUTION SERVICES LLC
January 4, 2006 - January 2, 2007
LYNCH, JONES & RYAN LLC
May 12, 2005 - January 18, 2006
UBS FINANCIAL SERVICES INC.
October 20, 2004 - November 19, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 14, 1996 - October 20, 2004
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2015)
Exams
FINRA
Current Firm
RABO SECURITIES USA, INC.
CRD#: 122657 / SEC#: , 8-65525
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UTRECHT-AMERICA HOLDINGS, INC | SOLE SHAREHOLDER | |
| AMIN, SHREYA | SECRETARY | 7368182 |
| BASSETT, DAVID FRANCIS | CHAIRMAN | 2802027 |
| CHESTER, WILLIAM PETER | DIRECTOR | 5868288 |
| DEMAZURE PELLETIER, CHRISTINE MARIE | DIRECTOR | 5481370 |
| KITTEL, CHRISTOPHER FREDERICK | CHIEF COMPLIANCE OFFICER | 2718043 |
| KORMANEK, SHAWN PATRICK | DIRECTOR | 7310810 |
| LAMPER, KATHERINE S | DIRECTOR | 5202959 |
| LAZAROV, DUSAN OBRAD | DIRECTOR | 7904295 |
| MARTENS, ANDREA MARIE | FINANCIAL AND OPERATIONS PRINCIPAL | 1187593 |
| PASDAR, NADER | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4702711 |
Red Flags
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