Andrea M. Martens
Professional summary
Andrea Marie Martens, who also goes by Andrea Marie Pisciotta, Andrea Marie Whitmore, Andrea Whitmore, is a registered financial professional currently at RABO SECURITIES USA, INC. located in New York, New York.
Andrea is registered as a RR (Registered Representative) and started their career in finance in 1983. Andrea has worked at 9 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrea Marie Martens's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2015 - Present
RABO SECURITIES USA, INC.
Office #1: 151 West 42nd Street 8th Floor, New York, NY 10036June 20, 2005 - September 30, 2015
SIDOTI & COMPANY, LLC
May 7, 2001 - April 19, 2002
ABN AMRO INCORPORATED
June 21, 1994 - December 23, 1998
FLEMING MARTIN INC.
February 23, 1994 - November 1, 1999
ROBERT FLEMING INC.
December 16, 1987 - January 10, 1994
GOLDMAN SACHS AUSTRALIA INC.
October 13, 1986 - July 15, 1987
SALOMON BROTHERS INC.
February 21, 1984 - August 14, 1986
CIBC WORLD MARKETS CORP.
September 21, 1983 - February 1, 1984
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
RABO SECURITIES USA, INC.
CRD#: 122657 / SEC#: , 8-65525
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UTRECHT-AMERICA HOLDINGS, INC | SOLE SHAREHOLDER | |
| AMIN, SHREYA | SECRETARY | 7368182 |
| BASSETT, DAVID FRANCIS | CHAIRMAN | 2802027 |
| CHESTER, WILLIAM PETER | DIRECTOR | 5868288 |
| DEMAZURE PELLETIER, CHRISTINE MARIE | DIRECTOR | 5481370 |
| KITTEL, CHRISTOPHER FREDERICK | CHIEF COMPLIANCE OFFICER | 2718043 |
| KORMANEK, SHAWN PATRICK | DIRECTOR | 7310810 |
| LAMPER, KATHERINE S | DIRECTOR | 5202959 |
| LAZAROV, DUSAN OBRAD | DIRECTOR | 7904295 |
| MARTENS, ANDREA MARIE | FINANCIAL AND OPERATIONS PRINCIPAL | 1187593 |
| PASDAR, NADER | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4702711 |
Red Flags
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