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CRD#: 121136
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

HEDGEBAY SECURITIES LLC is located at 62 Post Road West, Westport, CT 06880 and was first established at Boston, Delaware in 11/26/2001. After operating for 24 years, HEDGEBAY SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HEDGEBAY SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. HEDGEBAY SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HEDGEBAY SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HEDGEBAY SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HEDGEBAY SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for HEDGEBAY SECURITIES LLC Comes From

Understanding the Statistics for HEDGEBAY SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
62 Post Road West, Westport, CT 06880
Mailing Address
62 Post Road West, Westport, CT 06880
Firm Size
Small
Phone Number
(203) 227-9588
Established
Delaware since 11/26/2001
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
HEDGEBAY HOLDINGS LLCOWNER
HERMAN, JARED ROSSPRESIDENT2167084
KURIAN, ANDREW SPENCERMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND FINOP, PFO & POO2756309
LEDERER, JAMES ROBERTGENERAL COUNSEL6866034

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Advisor's working at HEDGEBAY SECURITIES LLC

AK

Andrew Spencer Kurian

IAR
RR
CRD#: 2756309
Location:
Raleigh, NC 27601
Company:
PCIDX GROUP LLC
Disclosures:
Experience:
29 years
View Profile
JH

Jared Ross Herman

Jared Ross Hermann, Jared Hermann
RR
CRD#: 2167084
Location:
Westport, CT 06880
Company:
HEDGEBAY SECURITIES LLC
Disclosures:
Experience:
34 years
View Profile
JL

James Robert Lederer

RR
CRD#: 6866034
Location:
Westport, CT 06880
Company:
HEDGEBAY SECURITIES LLC
Disclosures:
Experience:
8 years
View Profile
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