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JH

Jared R. Herman

HEDGEBAY SECURITIES LLC
Westport, CT 06880
Some features on this profile are disabled
CRD#: 2167084
JH

Professional summary


Jared Ross Herman, who also goes by Jared Ross Hermann, Jared Hermann, is a registered financial professional currently at HEDGEBAY SECURITIES LLC located in Westport, Connecticut.

Jared is registered as a RR (Registered Representative) and started their career in finance in 2004. Jared has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jared Ross Hermann | Jared Hermann

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jared Ross Herman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 9, 2013 - Present

HEDGEBAY SECURITIES LLC

Office #1: 62 Post Road West, Westport, CT 06880Office #2: 62 Post Road West, Westport, CT 06880
BD
CRD#: 121136
Westport, CT
Past

January 3, 2011 - January 11, 2013

WESTON FINANCIAL SERVICES LLC

BD
CRD#: 117946
NEW YORK, NY
Past

January 8, 2004 - January 3, 2011

SOUTHRIDGE INVESTMENT GROUP LLC

BD
CRD#: 45531
RIDGEFIELD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/5/2016)
RR
Colorado
(12/7/2016)
RR
Connecticut
(1/9/2013)
RR
District of Columbia
(12/5/2016)
RR
Florida
(12/6/2016)
RR
Illinois
(7/25/2013)
RR
Massachusetts
(7/6/2017)
RR
Nevada
(12/14/2016)
RR
New Jersey
(6/28/2013)
RR
New York
(1/9/2013)
RR
Ohio
(12/5/2016)
RR
Pennsylvania
(8/26/2013)
RR
Puerto Rico
(12/5/2016)
RR
Texas
(9/11/2013)
RR
Utah
(12/6/2016)
RR
Washington
(7/2/2013)

Exams


State Security Law Exam
RR
Series 63
Date: 8/29/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


HS
HEDGEBAY SECURITIES LLC
CENTRE CAPITAL ADVISORS, LLC | HEDGEBAY SECURITIES LLC

CRD#: 121136 / SEC#: , 8-65385

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
62 Post Road West, Westport, CT 06880
Mailing Address
62 Post Road West, Westport, CT 06880
Phone number
(203) 227-9588
Established
Delaware since 11/26/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HEDGEBAY HOLDINGS LLCOWNER
HERMAN, JARED ROSSPRESIDENT2167084
KURIAN, ANDREW SPENCERMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND FINOP, PFO & POO2756309
LEDERER, JAMES ROBERTGENERAL COUNSEL6866034

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HEDGEBAY SECURITIES LLC

CRD#: 121136Westport, CT 06880

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