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JL

James R. Lederer

HEDGEBAY SECURITIES LLC
Westport, CT 06880
Some features on this profile are disabled
CRD#: 6866034
JL

Professional summary

James Robert Lederer is a registered financial professional currently at HEDGEBAY SECURITIES LLC located in Westport, Connecticut.

James is registered as a RR (Registered Representative) and started their career in finance in 2017. James has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Robert Lederer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 14, 2017 - Present

HEDGEBAY SECURITIES LLC

Office #1: 62 Post Road West, Westport, CT 06880
BD
CRD#: 121136
Westport, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/15/2023)
RR
Connecticut
(11/29/2017)
RR
New Jersey
(8/15/2023)
RR
New York
(8/15/2023)
RR
Texas
(8/15/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/29/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/14/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HEDGEBAY SECURITIES LLC
CENTRE CAPITAL ADVISORS, LLC | HEDGEBAY SECURITIES LLC

CRD#: 121136 / SEC#: , 8-65385

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
62 Post Road West, Westport, CT 06880
Mailing Address
62 Post Road West, Westport, CT 06880
Phone number
(203) 227-9588
Established
Delaware since 11/26/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HEDGEBAY HOLDINGS LLCOWNER
HERMAN, JARED ROSSPRESIDENT2167084
KURIAN, ANDREW SPENCERMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND FINOP, PFO & POO2756309
LEDERER, JAMES ROBERTGENERAL COUNSEL6866034

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HEDGEBAY SECURITIES LLC

CRD#: 121136Westport, CT 06880

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