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CRD#: 109121
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

LEO BROKERAGE, LLC is located at 860 Airport Freeway, Suite 402, Hurst, TX 76054 and was first established at Dallas, Texas in 01/01/2000. After operating for 26 years, LEO BROKERAGE, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LEO BROKERAGE, LLC’s clients are individuals and 0% of their clients are high net worth individuals. LEO BROKERAGE, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LEO BROKERAGE, LLC are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LEO BROKERAGE, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LEO BROKERAGE, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for LEO BROKERAGE, LLC Comes From

Understanding the Statistics for LEO BROKERAGE, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
860 Airport Freeway, Suite 402, Hurst, TX 76054
Mailing Address
860 Airport Freeway, Suite 402, Hurst, TX 76054
Firm Size
Small
Phone Number
(817) 354-1090
Established
Texas since 01/01/2000
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)Latest Form ADV
Part 2 Brochures
BFT FINANCIAL WRAP ACCOUNT BROCHURE (8/12/2021)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
LEO CAPITAL CORP.OWNER
GOODIN, DIANE MARIEFINOP3117840
TALLY, STEPHEN DALLASCHIEF COMPLIANCE OFFICER3223264

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Advisor's working at LEO BROKERAGE, LLC

RD

Richard Paul Dirkse

Rick Dirkse
IAR
RR
CRD#: 1676153
CFP®: Certified Financial Planner
Location:
Rockwall, TX 75087
Company:
LEO WEALTH, LLC
Disclosures:
Experience:
38 years
View Profile
WS

William David Schultz

IAR
RR
CRD#: 2219862
Location:
Hurst, TX 76054
Company:
LEO WEALTH, LLC
Disclosures:
Experience:
33 years
View Profile
DL

David Swee Hock Lim

IAR
RR
CRD#: 4592229
Location:
Singapore
Company:
LEO WEALTH, LLC
Disclosures:
Experience:
23 years
View Profile
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