Stephen D. Tally

LEO WEALTH

Hurst, TX 76054

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CRD#: 3223264

Professional summary

Stephen Dallas Tally, who also goes by Stephen Tally, is a registered financial advisor currently at LEO WEALTH, LLC located in Hurst, Texas and LEO BROKERAGE, LLC located in Hurst, Texas.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Stephen has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Tally

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

D. Larsen Management-Registered agent in the event of document delivery. No compensation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Dallas Tally's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2021 - Present

LEO WEALTH, LLC

Office #1: 860 Airport Freeway Suite 402, Hurst, TX 76054

RIA

CRD#: 283891

Hurst, TX

Current

February 12, 2002 - Present

LEO BROKERAGE, LLC

Office #1: 860 Airport Freeway Suite 402, Hurst, TX 76054

CRD#: 109121

Hurst, TX

Past

August 13, 2002 - January 3, 2022

LEO BROKERAGE, LLC

RIA

CRD#: 109121

SOUTHLAKE, TX

Past

March 17, 2000 - December 31, 2006

PROFESSIONAL PARTNERS CORPORATION

RIA

CRD#: 113897

BEDFORD, TX

Past

June 17, 1999 - September 13, 2001

WORLD CHOICE SECURITIES, INC.

CRD#: 30933

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEO WEALTH, LLC

CRD#: 283891 / SEC#: 801-108435

RIA

Registered Investment Advisory firm - (9/26/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/3/2014)

Florida
(10/30/2023)

Massachusetts
(7/7/2023)

Texas
(2/12/2002)

IAR

Texas
(7/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/21/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/23/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/18/2004

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

LEO WEALTH, LLC

CRD#: 283891 / SEC#: 801-108435

RIA

Registered Investment Advisory firm - (9/26/2016 Approved)

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Contact information

Main Address

860 Airport Freeway Suite 402, Hurst, TX 76054

Mailing Address

Phone number

(817) 354-1090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEO WEALTH, LLC - ADV PART 2A BROCHURE (7/24/2025)

Regulatory assets under management

Total Number of Accounts	4,566
AUM (Assets Under Management)	$ 2,655,950,651

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/11/2025	Cover Page	Report
10/23/2024	Cover Page	Report
11/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen D. Tally

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Dallas Tally's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEO BROKERAGE, LLC

LEO BROKERAGE, LLC

PROFESSIONAL PARTNERS CORPORATION

WORLD CHOICE SECURITIES, INC.

Primary Firm SEC Registration

LEO WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/1999

Series 63

Date: 5/21/1999

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 6

Date: 4/23/1999

Series 26

Date: 11/18/2004

FINRA

Current Firm

LEO WEALTH, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LEO WEALTH, LLC

TRUST BUT VERIFY

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