Diane M. Goodin
Professional summary
Diane Marie Goodin, who also goes by Diane Marie Harlow, Diane Marie Kaye, is a registered financial professional currently at ENTORO SECURITIES, LLC located in Houston, Texas and TENOAKS ENERGY ADVISORS, LLC located in Addison, Texas.
Diane is registered as a RR (Registered Representative) and started their career in finance in 1998. Diane has worked at 50 firms and has passed the Series 99TO, SIE, Series 28 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Diane Marie Goodin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2008 - Present
ENTORO SECURITIES, LLC
Office #1: 7941 Katy Freeway Suite 516, Houston, TX 77024February 15, 2016 - Present
TENOAKS ENERGY ADVISORS, LLC
Office #1: Addison Circle One 15601 Dallas Pkwy., Ste. 225, Addison, TX 75001September 22, 2016 - Present
LCT CAPITAL, LLC
Office #1: 80 Pascal Ln, Austin, TX 78746November 1, 2016 - Present
REHMANN FINANCIAL NETWORK, LLC
Office #1: 4086 Legacy Parkway, Lansing, MI 48911May 11, 2018 - Present
JOE JOLLY & CO., INC.
Office #1: 420 North 20th Street,suite 2350, Birmingham, AL 35203February 16, 2022 - Present
AUSTIN GROWTH CAPITAL, LLC
Office #1: 1221 S Mopac Expy Suite 260, Austin, TX 78746June 29, 2022 - Present
SEQUOIA EQUITIES SECURITIES CORPORATION
Office #1: 1655 North Main Street Suite 270, Walnut Creek, CA 94596March 6, 2023 - Present
LEO BROKERAGE, LLC
Office #1: 860 Airport Freeway, Suite 402, Hurst, TX 76054November 18, 2024 - December 26, 2024
ENERGYNET.COM, LLC.
December 13, 2023 - May 8, 2024
PARTNERS FINANCE
December 17, 2022 - April 11, 2025
TPEG SECURITIES, LLC
May 16, 2022 - May 3, 2023
PENROD FINANCIAL GROUP
August 14, 2020 - October 7, 2022
CAPITAL HILL GROUP, INC.
August 11, 2020 - October 7, 2022
TPEG SECURITIES, LLC
August 8, 2020 - June 2, 2025
PARK WALK CAPITAL MARKETS, LLC
February 28, 2019 - December 3, 2019
EAGLES COAST CAPITAL, LLC
July 5, 2018 - November 2, 2022
PH PARTNERS, LLC
March 29, 2018 - April 2, 2025
AURORA SECURITIES
October 25, 2017 - December 5, 2018
REALIZED FINANCIAL, INC.
November 9, 2016 - May 19, 2017
HARTMAN REAL ASSETS SECURITIES, INC
June 30, 2016 - November 8, 2016
SALT SPRAY CAPITAL
November 2, 2015 - July 6, 2020
PTX SECURITIES, LLC
September 8, 2015 - April 1, 2021
CANDLEWOOD SECURITIES, LLC
June 23, 2015 - March 10, 2017
MARBLE TWO CAPITAL, LLC
November 6, 2014 - January 2, 2024
SFI CAPITAL GROUP, LLC
May 30, 2014 - April 28, 2021
NAVIDAR GROUP LLC
May 21, 2014 - December 1, 2022
WINDWARD CAPITAL INC.
January 24, 2014 - October 4, 2016
TRANSCEND CAPITAL
September 4, 2013 - April 14, 2014
KIMBERLITE ADVISORS, LLC
September 4, 2013 - April 24, 2018
MICROVENTURE MARKETPLACE INC.
May 24, 2013 - May 31, 2017
HARVEST USA
February 26, 2013 - May 27, 2016
E-SPECTRUM ADVISORS LLC
November 27, 2012 - July 26, 2013
VESTECH SECURITIES, INC.
November 5, 2012 - January 5, 2015
LCT CAPITAL, LLC
January 5, 2012 - April 9, 2015
TEXAS E&P PARTNERS, INC.
March 23, 2011 - July 29, 2016
SOVEREIGN LEGACY SECURITIES, INC.
November 12, 2010 - November 8, 2012
KIMBERLITE ADVISORS, LLC
October 14, 2010 - April 27, 2011
INDEPENDENT BROKERS LLC
June 15, 2009 - February 8, 2010
DIRECT CAPITAL SECURITIES, INC.
July 10, 2006 - December 26, 2012
NORTH ATLANTIC SECURITIES, L.L.C.
November 17, 2005 - January 3, 2007
QUOIN CAPITAL LLC
August 5, 2005 - August 18, 2005
CREST MANAGEMENT PARTNERS, L.P.
June 13, 2005 - December 6, 2005
USA ADVANCED PLANNERS INC.
June 9, 2005 - January 10, 2006
WINDHAM SECURITIES, INC.
May 11, 2005 - April 1, 2009
ANOVEST FINANCIAL SERVICES, INC.
February 14, 2005 - March 25, 2005
SUMNER HARRINGTON LTD.
December 16, 2004 - September 25, 2007
TEXAS E&P PARTNERS, INC.
November 23, 2004 - January 13, 2005
GREENTREE BROKERAGE SERVICES, INC.
November 2, 2004 - December 1, 2006
COUCH FINANCIAL SERVICES, INC.
October 16, 2003 - February 4, 2009
ILG SECURITIES CORPORATION
July 17, 2003 - February 8, 2005
MERIDIAN UNITED CAPITAL, LLC
December 19, 2002 - January 15, 2004
ALLEGISONE SECURITIES, INC.
December 4, 2002 - July 8, 2011
VESTECH SECURITIES, INC.
October 10, 2002 - May 22, 2003
KDN SECURITIES, INC.
November 16, 1998 - September 20, 2002
SELF TRADING SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
LEO BROKERAGE, LLC
CRD#: 109121 / SEC#: 801-57022, 8-53487
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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