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CRD#: 106213
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PINNACLE CAPITAL SECURITIES, LLC is located at 4105 E Broadway Suite 102, Long Beach, CA 90803 and was first established at Los Angeles, Missouri in 02/17/2016. After operating for 9 years, PINNACLE CAPITAL SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PINNACLE CAPITAL SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. PINNACLE CAPITAL SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PINNACLE CAPITAL SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PINNACLE CAPITAL SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PINNACLE CAPITAL SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PINNACLE CAPITAL SECURITIES, LLC Comes From

Understanding the Statistics for PINNACLE CAPITAL SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
4105 E Broadway Suite 102, Long Beach, CA 90803
Mailing Address
4105 E Broadway Suite 102, Long Beach, CA 90803
Firm Size
Small
Phone Number
(310) 684-2699
Established
Missouri since 02/17/2016
Firm Type
Limited Liability Company
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PINNACLE CAPITAL HOLDING, LLCSHAREHOLDER
CARTER, ANA RCFO & FINOP4424794
DAVIS, WILLIAM EUGENE IIICEO & CCO3188964
PARKER, JOEL MICHAELCHIEF OPERATING OFFICER6190668
SMITH, ROBERT THOMASREGISTERED PRINCIPAL4490153
VICINI, DAVID MICHAELCHIEF INVESTMENT OFFICER6429200

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Advisor's working at PINNACLE CAPITAL SECURITIES, LLC

MD

Mark C Dziuba

Mark Christopher Dziuba, Mark Dziuba
IAR
RR
CRD#: 2441474
Location:
Fair Play, SC
Company:
PINNACLE CAPITAL ADVISORS
Disclosures:
Experience:
32 years
View Profile
WD

William Eugene Davis III

Bill Davis, William Davis
IAR
RR
CRD#: 3188964
Location:
Long Beach, CA 90803
Company:
PINNACLE CAPITAL ADVISORS
Disclosures:
Experience:
26 years
View Profile
AC

Ana Roumenova Carter

Ana Roumenova Bagaleva, Ana Carter, Ana R Carter, Ana Roumenova Pirinski, Ana Pirinski
RR
CRD#: 4424794
Location:
Tampa, FL 33602
Company:
LCG CAPITAL ADVISORS, LLC
Disclosures:
Experience:
16 years
View Profile
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