David M. Vicini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Vicini was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2015. David had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 82, Series 79 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2018 - July 20, 2026
PINNACLE CAPITAL SECURITIES, LLC
January 6, 2017 - July 30, 2018
FIVE 9 SECURITIES, LLC
August 30, 2016 - December 22, 2016
US CAPITAL GLOBAL SECURITIES, LLC
January 21, 2015 - August 12, 2016
AARON CAPITAL INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PINNACLE CAPITAL SECURITIES, LLC
CRD#: 106213 / SEC#: 801-40956, 8-65263
Contact information
FINRA licenses (14 States and Territories)
Red Flags
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