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FIND A KOREA INVESTMENT & SECURITIES AMERICA, INC. FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at KOREA INVESTMENT & SECURITIES AMERICA, INC.

CRD#: 104158
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

KOREA INVESTMENT & SECURITIES AMERICA, INC. is located at 1350 Avenue Of The Americas Suite 1602, New York, NY 10019 and was first established at New York, Delaware in 04/18/2000. After operating for 26 years, KOREA INVESTMENT & SECURITIES AMERICA, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of KOREA INVESTMENT & SECURITIES AMERICA, INC.’s clients are individuals and 0% of their clients are high net worth individuals. KOREA INVESTMENT & SECURITIES AMERICA, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at KOREA INVESTMENT & SECURITIES AMERICA, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access KOREA INVESTMENT & SECURITIES AMERICA, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at KOREA INVESTMENT & SECURITIES AMERICA, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for KOREA INVESTMENT & SECURITIES AMERICA, INC. Comes From

Understanding the Statistics for KOREA INVESTMENT & SECURITIES AMERICA, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1350 Avenue Of The Americas Suite 1602, New York, NY 10019
Mailing Address
1350 Avenue Of The Americas Suite 1602, New York, NY 10019
Firm Size
Small
Phone Number
(212) 314-0681
Established
Delaware since 04/18/2000
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
KOREA INVESTMENT & SECURITIES US, INC.OWNER
BAE, SANGHYUNCHIEF COMPLIANCE OFFICER / FINOP5451074
PARK, YOUNG CHOICFO5145077
SULL, HOONCHIEF EXECUTIVE OFFICER4459084

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Advisor's working at KOREA INVESTMENT & SECURITIES AMERICA, INC.

HS

Hyung-jin Song

RR
CRD#: 4383072
Location:
New York, NY 10019
Company:
KOREA INVESTMENT & SECURITIES AMERICA, INC.
Disclosures:
Experience:
21 years
View Profile
MC

Min A Chi

RR
CRD#: 7771644
Location:
New York, NY 10019
Company:
KOREA INVESTMENT & SECURITIES AMERICA, INC.
Disclosures:
Experience:
2 years
View Profile
YP

Young Choi Park

Young Choi
RR
CRD#: 5145077
Location:
New York, NY 10019
Company:
KOREA INVESTMENT & SECURITIES AMERICA, INC.
Disclosures:
Experience:
17 years
View Profile
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