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Young C. Park

KOREA INVESTMENT & SECURITIES AMERICA
New York, NY 10019
Some features on this profile are disabled
CRD#: 5145077
YP

Professional summary

Young Choi Park, who also goes by Young Choi, is a registered financial professional currently at KOREA INVESTMENT & SECURITIES AMERICA, INC. located in New York, New York.

Young is registered as a RR (Registered Representative) and started their career in finance in 2008. Young has worked at 2 firms and has passed the Series 99TO, SIE, Series 7 and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Young Choi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Young Choi Park's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 15, 2008 - Present

KOREA INVESTMENT & SECURITIES AMERICA, INC.

Office #1: 1350 Avenue Of The Americas Suite 1602, New York, NY 10019
BD
CRD#: 104158
New York, NY
Past

April 7, 2008 - June 24, 2008

SHINHAN SECURITIES AMERICA, INC.

BD
CRD#: 31977
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(7/15/2008)

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/20/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 4/5/2008
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KI
KOREA INVESTMENT & SECURITIES AMERICA, INC.
DONGWON SECURITIES AMERICA, INC. | KOREA INVESTMENT & SECURITIES AMERICA, INC.

CRD#: 104158 / SEC#: , 8-52615

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1350 Avenue Of The Americas Suite 1602, New York, NY 10019
Mailing Address
1350 Avenue Of The Americas Suite 1602, New York, NY 10019
Phone number
(212) 314-0681
Established
Delaware since 04/18/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KOREA INVESTMENT & SECURITIES US, INC.OWNER
BAE, SANGHYUNCHIEF COMPLIANCE OFFICER / FINOP5451074
PARK, YOUNG CHOICFO5145077
SULL, HOONCHIEF EXECUTIVE OFFICER4459084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KOREA INVESTMENT & SECURITIES AMERICA, INC.

CRD#: 104158New York, NY 10019

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