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HS

Hyung-jin Song

KOREA INVESTMENT & SECURITIES AMERICA
New York, NY 10019
Some features on this profile are disabled
CRD#: 4383072
HS

Professional summary

Hyung-jin Song is a registered financial professional currently at KOREA INVESTMENT & SECURITIES AMERICA, INC. located in New York, New York.

Hyung-jin is registered as a RR (Registered Representative) and started their career in finance in 2001. Hyung-jin has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hyung-jin Song's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 16, 2022 - Present

KOREA INVESTMENT & SECURITIES AMERICA, INC.

Office #1: 1350 Avenue Of The Americas Suite 1602, New York, NY 10019
BD
CRD#: 104158
New York, NY
Past

January 7, 2022 - November 14, 2022

SHINHAN SECURITIES AMERICA, INC.

BD
CRD#: 31977
NEW YORK, NY
Past

June 29, 2021 - January 3, 2022

REVERE SECURITIES LLC

BD
CRD#: 14178
NEW YORK, NY
Past

September 10, 2020 - July 19, 2021

VELOCITY CAPITAL, LLC

BD
CRD#: 171810
NEW YORK, NY
Past

March 8, 2018 - November 30, 2018

ERG SECURITIES (US) LLC

BD
CRD#: 121057
NORWALK, CT
Past

June 3, 2014 - February 28, 2018

KBFG SECURITIES AMERICA INC.

BD
CRD#: 39356
NEW YORK, NY
Past

July 10, 2008 - August 19, 2011

KBFG SECURITIES AMERICA INC.

BD
CRD#: 39356
NEW YORK, NY
Past

May 21, 2001 - October 8, 2004

KBFG SECURITIES AMERICA INC.

BD
CRD#: 39356
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(12/16/2022)
RR
New York
(12/16/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 5/5/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 4/11/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/9/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/23/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KI
KOREA INVESTMENT & SECURITIES AMERICA, INC.
DONGWON SECURITIES AMERICA, INC. | KOREA INVESTMENT & SECURITIES AMERICA, INC.

CRD#: 104158 / SEC#: , 8-52615

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1350 Avenue Of The Americas Suite 1602, New York, NY 10019
Mailing Address
1350 Avenue Of The Americas Suite 1602, New York, NY 10019
Phone number
(212) 314-0681
Established
Delaware since 04/18/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KOREA INVESTMENT & SECURITIES US, INC.OWNER
BAE, SANGHYUNCHIEF COMPLIANCE OFFICER / FINOP5451074
PARK, YOUNG CHOICFO5145077
SULL, HOONCHIEF EXECUTIVE OFFICER4459084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KOREA INVESTMENT & SECURITIES AMERICA, INC.

CRD#: 104158New York, NY 10019

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