Scott E. Marsh
Professional summary
Scott Elmer Marsh, who also goes by Scott Elmer Marsh, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Jacksonville, Florida.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1979. Scott has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 55, Series 41, Series 7, Series 24, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Elmer Marsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246January 26, 2018 - December 15, 2021
WELLS FARGO CLEARING SERVICES, LLC
January 25, 2018 - December 15, 2021
WELLS FARGO CLEARING SERVICES, LLC
June 25, 2015 - September 26, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 25, 2015 - September 26, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 26, 2013 - July 9, 2015
MORGAN STANLEY
October 8, 2013 - July 9, 2015
MORGAN STANLEY
June 22, 2006 - February 21, 2007
TERRA NOVA FINANCIAL, LLC
May 4, 2004 - July 22, 2004
OMEGA RESEARCH CORPORATION
October 12, 2003 - July 22, 2004
TRADESTATION SECURITIES, INC.
October 13, 1997 - October 3, 2003
BRIDGE TRADING COMPANY
June 26, 1995 - January 15, 1997
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
November 2, 1990 - May 2, 1995
MORGAN STANLEY DW INC.
April 5, 1984 - November 7, 1989
BRIDGE TRADING COMPANY
May 26, 1982 - February 2, 1983
WGW ASSOCIATES
December 12, 1979 - February 22, 1982
WALSH, GREENWOOD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2022)
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(12/26/2021)
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(12/23/2021)
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Exams
Series 55
Date: 7/8/1999
Limited Representative-Equity Trader ExamSeries 41
Date: 10/19/1982
NYSE Allied Member ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Jacksonville, FL 32246TRUST BUT VERIFY
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