Joel M. Greenfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Marc Greenfield was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1979. Joel had worked at 6 firms and has passed the Series 65, Series 63, Series 15, Series 7, Series 53, Series 4, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2011 - February 8, 2012
WTS PROPRIETARY TRADING GROUP LLC
January 9, 2007 - July 28, 2008
ECHOTRADE LLC
August 4, 2004 - April 5, 2005
JHS CAPITAL ADVISORS, LLC
June 12, 2002 - September 24, 2002
SOGOTRADE, INC.
January 7, 1997 - March 30, 2001
GRUNTAL & CO., L.L.C.
November 23, 1979 - February 25, 1997
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 10/30/1985
Foreign Currency Options ExaminationSeries 12
Date: 10/16/1982
NYSE Branch Manager ExaminationCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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