Paul J. Longinotti

DREXEL HAMILTON

New York, NY 10017

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CRD#: 873169

Professional summary

Paul John Longinotti is a registered financial professional currently at DREXEL HAMILTON, LLC located in New York, New York.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1979. Paul has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 5 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul John Longinotti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2021 - Present

DREXEL HAMILTON, LLC

Office #1: 110 East 42nd Street Suite 1502, New York, NY 10017

CRD#: 143570

New York, NY

Past

November 29, 2017 - May 6, 2021

DREXEL HAMILTON, LLC

CRD#: 143570

NEW YORK, NY

Past

June 5, 2000 - November 16, 2007

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

SAN FRANCISCO, CA

Past

August 16, 1994 - March 21, 1997

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

May 20, 1991 - April 28, 1994

DAIWA CAPITAL MARKETS AMERICA INC.

CRD#: 1576

NEW YORK, NY

Past

November 1, 1979 - April 23, 1990

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/27/2021)

Exams

State Security Law Exam

Series 63

Date: 3/29/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/28/2017

General Securities Representative Examination

General Industry/Product Exam

Series 5

Date: 3/23/1982

Interest Rate Options Examination

SRO Registrations

FINRA

Current Firm

DREXEL HAMILTON, LLC

CRD#: 143570 / SEC#: , 8-67576

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

110 East 42nd Street Suite 1502, New York, NY 10017

Mailing Address

110 East 42nd Street Suite 1502, New York, NY 10017

Phone number

(212) 632-0400

Established

Pennsylvania since 12/13/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (41 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FELICE, ANTHONY PHILIP	CHIEF EXECUTIVE OFFICER	4441607
DOLL, LAWRENCE KIRK	OWNER	5236486
ELSAS, ROGER DEWITT	OWNER	200659
FAY, MELISSA JO HILER	OWNER	5360445
MARTINKO, JOHN CHRISTOPHER	OWNER	5286067
KIM, HYUNG S	OWNER	5653676
BRENNAN, PAUL FRANCIS	CHIEF OPERATING OFFICER	2170928
EDWARDS, JOHN WILLIAM JR.	CHIEF FINANCIAL OFFICER/FINOP	1757360
MAGEE, MARY BRENNAN	TRUSTEE, THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015
SANOK, EDWARD WILLIAM	CHIEF COMPLIANCE OFFICER	6301272
THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015	OWNER

Disclosures

Regulatory Event

Red Flags

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Paul J. Longinotti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul John Longinotti's CRS (Customer Relationship Summary).

Certified licenses

Experience

DREXEL HAMILTON, LLC

NATWEST MARKETS SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

DAIWA CAPITAL MARKETS AMERICA INC.

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/29/2018

SIE

Date: 10/1/2018

Series 7

Date: 11/28/2017

Series 5

Date: 3/23/1982

FINRA

Current Firm

DREXEL HAMILTON, LLC

Contact information

FINRA licenses (41 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DREXEL HAMILTON, LLC

TRUST BUT VERIFY

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