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FIRM PROFILE
Overview
DREXEL HAMILTON, LLC is located at 110 East 42nd Street Suite 1502, New York, NY 10017 and was first established at New York, Pennsylvania in 12/13/2006. After operating for 19 years, DREXEL HAMILTON, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DREXEL HAMILTON, LLC’s clients are individuals and 0% of their clients are high net worth individuals. DREXEL HAMILTON, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DREXEL HAMILTON, LLC are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DREXEL HAMILTON, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DREXEL HAMILTON, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for DREXEL HAMILTON, LLC Comes From
Understanding the Statistics for DREXEL HAMILTON, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
110 East 42nd Street Suite 1502, New York, NY 10017
110 East 42nd Street Suite 1502, New York, NY 10017
Small
(212) 632-0400
Pennsylvania since 12/13/2006
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| FELICE, ANTHONY PHILIP | CHIEF EXECUTIVE OFFICER | 4441607 | |
| DOLL, LAWRENCE KIRK | OWNER | 5236486 | |
| ELSAS, ROGER DEWITT | OWNER | 200659 | |
| FAY, MELISSA JO HILER | OWNER | 5360445 | |
| MARTINKO, JOHN CHRISTOPHER | OWNER | 5286067 | |
| KIM, HYUNG S | OWNER | 5653676 | |
| BRENNAN, PAUL FRANCIS | CHIEF OPERATING OFFICER | 2170928 | |
| EDWARDS, JOHN WILLIAM JR. | CHIEF FINANCIAL OFFICER/FINOP | 1757360 | |
| MAGEE, MARY BRENNAN | TRUSTEE, THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | ||
| SANOK, EDWARD WILLIAM | CHIEF COMPLIANCE OFFICER | 6301272 | |
| THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | OWNER |
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Advisor's working at DREXEL HAMILTON, LLC
John William Edwards JR.
J. Lynn Erin Orenstein
Michael Robert Mcallister
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