Stephen L. Bruneau
Professional summary
Stephen Louis Bruneau, CFP®, who also goes by Steve Bruneau, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Weston, Massachusetts and AMERITAS INVESTMENT COMPANY, LLC located in Weston, Massachusetts.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Stephen has worked at 10 firms and has passed the Series 65, Series 63, Series 22TO, Series 6TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Louis Bruneau's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 42 Fairview Rd, Weston, MA 02493June 30, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
June 30, 2006 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
September 27, 2003 - June 30, 2006
CARILLON INVESTMENTS, INC.
September 2, 2003 - June 30, 2006
CARILLON INVESTMENTS, INC.
April 3, 2002 - September 6, 2003
THE ADVISORS GROUP, INC.
June 20, 2000 - September 6, 2003
THE ADVISORS GROUP, INC.
June 3, 1996 - June 16, 2000
THE ADVISORS GROUP, INC.
December 16, 1989 - May 8, 1990
LPL FINANCIAL LLC
August 11, 1987 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
February 11, 1987 - May 31, 1996
CARILLON INVESTMENTS, INC.
May 29, 1985 - February 18, 1987
HORNOR, TOWNSEND & KENT, LLC
April 25, 1984 - April 10, 1985
MML INVESTORS SERVICES, LLC
April 12, 1983 - April 10, 1985
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
March 2, 1983 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
August 31, 1979 - April 8, 1982
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/15/2015)
(6/30/2006)
(6/30/2006)
(8/30/2021)
(6/12/2019)
(6/12/2019)
(6/12/2019)
(6/12/2015)
(1/19/2011)
(6/30/2006)
(11/1/2021)
(9/11/2018)
(7/6/2022)
(6/30/2006)
(6/12/2019)
(6/12/2019)
(6/12/2019)
(10/10/2016)
(8/27/2007)
(6/12/2019)
(6/30/2006)
(1/7/2020)
(6/12/2019)
(11/1/2021)
(6/12/2019)
(6/12/2019)
(9/16/2016)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 8/25/1979
Registered Representative ExaminationFINRA
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Weston, MA 02493TRUST BUT VERIFY
Monitor Stephen Bruneau
Get automatic monthly alerts on:
