Thomas Charles Hack
Professional Summary
Thomas Charles Hack is a registered financial advisor currently at RICE FINANCIAL PRODUCTS COMPANY located in New York, New York and EUROSCOPE CAPITAL, LLC located in Great Falls, Virginia. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1979. Thomas has worked at 23 firms and has passed the Series 65, Series 63, Series 57TO, Series 52TO, Series 99TO, SIE, Series 55, Series 7, Series 26, Series 9, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
47 years in the financial services industry
Current & Past Employments
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Current Firm
EUROSCOPE CAPITAL | FIRSTEUROPE, LLC | FIRSTEUROPE | EUROSCOPE CAPITAL, LLC
Contact Information
Main Address
9036 Jackson Ln, Great Falls, VA 22066Mailing Address
9036 Jackson Ln, Great Falls, VA 22066Phone Number
(717) 877-3197Established
Virginia since 07/11/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAVIS, ROBERT-JOSEPH | MANAGING DIRECTOR | — |
| HACK, THOMAS CHARLES | CHIEF COMPLIANCE OFFICER | 870520 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Dec 1998Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Oct 2023About the Series 26 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 14A — Compliance Official Specialist Exam
Passed Jan 2005Series 12 — NYSE Branch Manager Examination
Passed Mar 2001SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Charles Hack's CRS (Customer Relationship Summary).
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