Devon H. Avery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Devon Hylton Avery, who also goes by Devon Avery, Devon Avery Supler, was a registered financial professional .
Devon is a previously registered financial professional and started their career in finance in 1979. Devon had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2012 - December 31, 2014
VOYA FINANCIAL ADVISORS, INC.
February 3, 2012 - December 31, 2014
VOYA FINANCIAL ADVISORS, INC.
March 16, 2009 - August 12, 2010
LPL FINANCIAL LLC
March 16, 2009 - August 12, 2010
LPL FINANCIAL LLC
June 30, 2006 - August 3, 2007
RAYMOND JAMES & ASSOCIATES, INC.
June 23, 2006 - August 3, 2007
RAYMOND JAMES & ASSOCIATES, INC.
August 23, 1983 - June 26, 2006
MORGAN STANLEY DW INC.
March 30, 1981 - June 26, 2006
MORGAN STANLEY DW INC.
July 27, 1979 - April 27, 1981
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationCurrent Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
