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JM

John Laurence Madden

CRD# 867661·Registered 1979 - 2004
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Laurence Madden, who also goes by J L Madden, John Lawrence Madden, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1979 - 2004. John had worked at 11 firms and has passed the Series 63, Series 15, Series 5, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

J L Madden, John Lawrence Madden

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

INTEGRITY BROKERAGE, LLC·CRD# 117589
BD
Seattle, WA
September 27, 2002 - December 31, 2004
AARON CAPITAL INCORPORATED·CRD# 28583
BD
Columbus, GA
February 22, 2002 - August 30, 2002
TRADEWAY SECURITIES GROUP, INC.·CRD# 29794
BD
Carlsbad, CA
April 8, 1998 - October 23, 2002
MERIT CAPITAL ASSOCIATES, INC.·CRD# 30576
BD
Westport, CT
January 6, 1997 - April 9, 1998
KENNY SECURITIES CORP.·CRD# 37552
BD
St. Louis, MO
May 21, 1996 - January 21, 1997
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
May 27, 1994 - June 17, 1996
BILTMORE SECURITIES, INC.·CRD# 25023
BD
Ft. Lauderdale, FL
August 23, 1993 - May 31, 1994
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
April 28, 1992 - September 2, 1993
BILTMORE SECURITIES, INC.·CRD# 25023
BD
Ft. Lauderdale, FL
January 8, 1990 - May 1, 1992
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
February 18, 1987 - January 10, 1990
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
September 12, 1983 - March 7, 1987
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
April 6, 1981 - September 27, 1983
E. F. HUTTON & COMPANY INC·CRD# 235
BD
June 21, 1979 - May 3, 1981

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Current Firm

IB
INTEGRITY BROKERAGE, LLC

HELMLE, JOSHUA NATHAN | MF MANAGEMENT | INTEGRITY, LLC | INTEGRITY CAPITAL MANAGEMENT | INTEGRITY BROKERAGE, LLC | INTEGRITY BROKERAGE SERVICES, INC. | INTEGRITY BROKERAGE SERVICES

CRD#: 117589 / SEC#: 8-53604
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

720 Seneca St Ste 107, Monterey Park, CA 98101

Mailing Address

453 S Spring St Ste 400 Pmb 285, Los Angeles, CA 90013

Phone Number

(949) 294-9833

Established

California since 08/01/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
WONG, DAVID WEICEO/CCO/CFO4689031
DE LUZ, MICHAEL KFINANCIAL OPERATIONS PRINCIPAL2526894
LAWSON, SEAN CHRISTOPHERPRINCIPAL2536371

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1979About the Series 63 exam

Series 15 — Foreign Currency Options Examination

Passed Jan 1985

Series 5 — Interest Rate Options Examination

Passed Oct 1981

Series 7 — General Securities Representative Examination

Passed Jun 1979About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Aug 1991

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JM
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