David Wei Wong
Professional Summary
David Wei Wong, who also goes by David Wong, is a registered financial advisor currently at INTEGRITY ADVISERS LLC located in Los Angeles, California and INTEGRITY BROKERAGE, LLC located in Los Angeles, California. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. David has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Wong
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
BEACHBREAK ADVISORS LLC | INTEGRITY ADVISERS LLC | EHUKAI ADVISORS LLC
Contact Information
Main Address
453 S Spring St #400-285, Los Angeles, CA 90013Mailing Address
453 S Spring St Ste 400 Pmb 285, Los Angeles, CA 90013Phone Number
(949) 294-9833# of Employees
0Documents
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Withdrawn | 9/8/2020 |
| Washington | ERA - Withdrawn | 9/8/2020 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/3/2020)
(1/21/2021)
(6/2/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view David Wei Wong's CRS (Customer Relationship Summary).
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