Robert A. Doeberl

COGENT ASSOCIATES

WOODSTOCK, VT 05091

Some features on this profile are disabled

CRD#: 866416

Professional summary

Robert Anthony Doeberl, who also goes by Robert A Doeberl, is a registered financial professional currently at COGENT ASSOCIATES, LLC located in Woodstock, Vermont.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1979. Robert has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 5, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert A Doeberl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Anthony Doeberl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2025 - Present

COGENT ASSOCIATES, LLC

Office #1: 73 Central Street, Woodstock, VT 05091

CRD#: 330920

WOODSTOCK, VT

Past

May 19, 2014 - October 1, 2018

SELALU PARTNERS, LLC

CRD#: 114664

APOLLO BEACH, FL

Past

September 28, 2012 - May 19, 2014

CV BROKERAGE, INC

CRD#: 462

WILLIAMSTOWN, NJ

Past

August 24, 2010 - September 26, 2012

REVA CAPITAL MARKETS LLC

CRD#: 105791

NEW YORK, NY

Past

September 17, 2009 - August 3, 2010

SELALU PARTNERS, LLC

CRD#: 114664

APOLLO BEACH, FL

Past

July 14, 2000 - September 1, 2009

COGENT ALTERNATIVE STRATEGIES, INC.

CRD#: 103756

FAIRFIELD, CT

Past

November 21, 1997 - July 20, 2000

DOMINARI SECURITIES LLC

CRD#: 18975

NEW YORK, NY

Past

October 13, 1995 - November 5, 1997

HAMPSHIRE SECURITIES CORPORATION

CRD#: 19725

NEW YORK, NY

Past

November 14, 1988 - July 20, 1992

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

November 17, 1981 - January 7, 1989

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

July 9, 1981 - November 20, 1981

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

January 31, 1980 - June 25, 1981

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

May 24, 1979 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/7/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 8/20/2025

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/16/1993

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 10/12/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 5/19/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/10/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

COGENT ASSOCIATES, LLC

CRD#: 330920 / SEC#: , 8-71253

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

73 Central Street, Woodstock, VT 05091

Mailing Address

73 Central Street, Woodstock, VT 05091

Phone number

(617) 767-9067

Established

Delaware since 06/25/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DOEBERL, ROBERT ANTHONY	OWNER	866416
BEATON, DANIEL STEWART	FINOP	4240769
COSTELLO, TIMOTHY	CCO	7092108
RAND, PAIGE WOODSUM	CHIEF EXECUTIVE OFFICER	4520907

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Hannah Kaufman

BETTERMENT

IAR

NEW YORK, NY

Matt Montgomery

MATT MONTGOMERY

IAR

Jacksonville, TX

Larry Knisley

OSAIC WEALTH, INC.

IAR

Portland, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert A. Doeberl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Anthony Doeberl's CRS (Customer Relationship Summary).

Certified licenses

Experience

SELALU PARTNERS, LLC

CV BROKERAGE, INC

REVA CAPITAL MARKETS LLC

SELALU PARTNERS, LLC

COGENT ALTERNATIVE STRATEGIES, INC.

DOMINARI SECURITIES LLC

HAMPSHIRE SECURITIES CORPORATION

ABN AMRO SECURITIES LLC

UBS FINANCIAL SERVICES INC.

CIBC WORLD MARKETS CORP.

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 5/7/1981

Series 99TO

Date: 8/20/2025

SIE

Date: 10/1/2018

Series 3

Date: 4/16/1993

Series 5

Date: 10/12/1981

Series 7

Date: 5/19/1979

Series 24

Date: 12/10/2024

FINRA

Current Firm

COGENT ASSOCIATES, LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

COGENT ASSOCIATES, LLC

TRUST BUT VERIFY

Similar Advisors