Kevin D. Mayo
FALCON WEALTH PLANNING | Financial Advisor, Falcon Wealth Planning
ONTARIO, CA 91764
CRD#: 2975814
Professional summary
Kevin Duane Mayo, CFP® is a registered financial advisor currently at FALCON WEALTH PLANNING, INC. located in Ontario, California.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kevin has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Biography
Kevin has been serving individuals, families, and business owners to meet their financial goals over 22 years. He is currently a Financial Planner at Falcon Wealth Planning, Inc., a Fee-Only advisory firm, where he works directly with clients to help them with their overall comprehensive plans using efficient tax strategies.
Prior to joining Falcon Wealth Planning, Inc., Kevin served as Regional Manager for TD Ameritrade, most recently, Kevin served as a Senior Private Client Advisor for Large National Bank providing personalized financial planning and asset guidance. Kevin has a Bachelors of Science degree from California State University in San Bernardino and an MBA from California Lutheran University. Kevin is currently pursuing a Masters in Accounting and Taxation through Southern New Hampshire University.
He is married to his wife Rachel for 23 years and has 2 daughters, Jordan and Jessie. Kevin serves on the Board of The Desert Estate Planning Council, The Board of the Dr Carreon Foundation, Chartering Organization Representative for the Boys Scouts, and is an active Rotarian. Kevin is an avid sports fan and loves to play golf in his free time.
Professional Designations & Licenses
- Certified Financial Planner™ Professional (CFP®)
- Masters in Business Administration® (MBA®)
About Falcon Wealth Planning:
Falcon Wealth Planning, Inc. is a Registered Investment Advisor offering an innovative business model for financial planning; a model that places the client first by design and eliminates the conflicts of interest inherent in traditional models.
Every aspect of Falcon Wealth Planning is aligned with the client’s interests. The hybrid, retainer-based business model overcomes one of the major criticisms of the financial planning industry: a conflict of interest between the client’s needs and the advisor’s compensation. Falcon Wealth advisors are salaried employees who are never compensated by the sale of financial products or asset management fees, allowing them to focus on providing the best planning advice for their clients.
Question & Answer
What are your service offerings?
Financial Planning
Investment Management
Tax Planning
Tax Preparation
Retirement Planning
Estate Planning
Business Planning
Do you have an area of expertise or specialization?
Blended Families
Budgeting
Cash Flow Analysis
Customized Portfolios
Divorce Planning
Emergency Funds Management
Estate Planning
Executive Compensation (ISO, R...
FIRE (Financial Independence R...
High Net Worth Planning
Investment Management
Philanthropic and Non-Profit
Real Estate (LLP, REIT's, Priv...
Retirement Planning
Risk Management and Insurance ...
Small Business Planning
Tax Planning and Preparation
What is your minimum asset requirement?
250K
How do you get paid?
Fee-Only
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
07/01/2018 - INDIAN WELLS ROTARY CLUB - 44500 INDIAN WELLS LN, INDIAN WELLS,CA - NOT INVESTMENT RELATED - PRESIDENT WITH DUTIES TO SUPERVISE CLUB AND RUN MEETINGS - SPENDS APPROXIMATELY 1.5 HOURS PER WEEK ON THESE ACTIVITIES AND RECEIVES NO COMPENSATION. 2015-09-01 - DESERT ESTATE PLANNING COUNCIL - PRESIDENT; 74998 COUNTRY CLUB DR. PALM DESERT, CA 92210; NOT INVESTMENT RELATED; RUN MEETINGS AND BOOK GUEST AND APPROVE NEW MEMBERS ; PROFESSIONAL NON-PROFIT ORGANIZATION ; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 4
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Duane Mayo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
February 13, 2020 - Present
FALCON WEALTH PLANNING, INC.
Office #1: 3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764RIA
CRD#: 174092
ONTARIO, CA
Past
January 30, 2015 - January 21, 2020
BANCWEST INVESTMENT SERVICES, INC.
RIA
CRD#: 29357
Indian Wells, CA
Past
January 30, 2015 - January 21, 2020
BANCWEST INVESTMENT SERVICES, INC.
BD
CRD#: 29357
Indian Wells, CA
Past
April 25, 2006 - January 26, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
RANCHO CUCAMONGA, CA
Past
July 31, 2003 - January 26, 2015
TD AMERITRADE, INC.
RIA
CRD#: 7870
RANCHO CUCAMONGA, CA
Past
August 21, 1998 - January 26, 2015
TD AMERITRADE, INC.
BD
CRD#: 7870
RANCHO CUCAMONGA, CA
Past
February 5, 1998 - November 16, 1998
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FALCON WEALTH PLANNING, INC.
FALCON WEALTH PLANNING, INC.
CRD#: 174092 / SEC#: 801-112659
RIA
Registered Investment Advisory firm - (3/19/2018 Approved)California
Registered Investment Advisory firm - (5/5/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/13/2020)
IAR
Texas(2/13/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
FALCON WEALTH PLANNING, INC.
FALCON WEALTH PLANNING, INC.
CRD#: 174092 / SEC#: 801-112659
RIA
Registered Investment Advisory firm - (3/19/2018 Approved)California
Registered Investment Advisory firm - (5/5/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764
Mailing Address
Phone number
(855) 963-2526
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,575 |
| AUM (Assets Under Management) | $ 1,159,538,045 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FALCON WEALTH PLANNING, INC.
Financial Advisor, Falcon Wealth PlanningCRD#: 174092Ontario, CA 91764TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
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