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Peter Anthony Marro Jr

CRD# 862809·Registered 1979 - 2013
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Anthony Marro JR, who also goes by Peter A Marro Jr, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1979 - 2013. Peter had worked at 10 firms and has passed the Series 63, Series 3, Series 5 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter A Marro Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

BGC FINANCIAL, L.P.·CRD# 19801
BD
Palm Beach Gardens, FL
June 1, 2010 - March 26, 2013
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
Palm Beach Gardens, FL
July 20, 2009 - May 4, 2010
PREBON FINANCIAL PRODUCTS INC.·CRD# 29551
BD
Palm Beach Gardens, FL
April 27, 2007 - January 6, 2010
CHAPDELAINE CORPORATE SECURITIES & CO·CRD# 23741
BD
Palm Beach Gardens, FL
October 28, 1998 - May 17, 2007
WILLIAM R. HOUGH & CO.·CRD# 2235
BD
St. Petersburg, FL
April 22, 1997 - May 21, 1997
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.·CRD# 824
BD
New York, NY
April 18, 1995 - February 28, 1997
CHASE SECURITIES, INC.·CRD# 10793
BD
New York, MD
February 22, 1994 - April 3, 1995
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
April 23, 1993 - January 26, 1994
JPMSI·CRD# 15733
BD
New York, NY
March 18, 1988 - April 14, 1993
SALOMON BROTHERS INC.·CRD# 740
BD
February 26, 1979 - January 20, 1988

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Current Firm

BF
BGC FINANCIAL, L.P.

AUREL, A DIVISION OF BGC FINANCIAL, L.P. | TRIDENT EQUITIES, A DIVISION OF BGC FINANCIAL LP | SUNRISE, A DIVISION OF BGC FINANCIAL, L.P. | SUNRISE BROKERS, A DIVISION OF BGC FINANCIAL LP | PRECISION, A DIVISION OF BGC FINANCIAL, L.P. | POTEN CAPITAL, A DIVISION OF BGC FINANCIAL, L.P. | MINT PARTNERS, A DIVISION OF BGC FINANCIAL, L.P. | MAXCOR FINANCIAL INC. | MAXCOR (DIVISION OF EURO BROKERS INC.) | MAXCOR | FENICS, A DIVISION OF BGC FINANCIAL, L.P. | FENICS UST, A DIVISION OF BGC FINANCIAL, L.P. | EUROBROKERS, A DIVISION OF BGC FINANCIAL, L.P. | EURO BROKERS, A DIVISION OF MAXCOR FINANCIAL INC. | EURO BROKERS MAXCOR INC. | BGC RV | BGC RELATIVE VALUE, A DIVISION OF BGC FINANCIAL, L.P. | BGC LIQUIDEZ, A DIVISION OF BGC FINANCIAL, L.P. | BGC LAKE, A DIVISION OF BGC FINANCIAL, L.P. | BGC FINANCIAL, L.P. | BGC FINANCIAL INC.

CRD#: 19801 / SEC#: 8-39012
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

55 Water Street 10th Floor, New York, NY, 10004

Mailing Address

55 Water Street 10th Floor, New York, NY, 10041

Phone Number

(646) 346-7000

Established

Delaware since 04/02/2008

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BGC BROKERS US L.P.LIMITED PARTNER—
ABULARRAGE, JOHN JOSEPHCHIEF EXECUTIVE OFFICER3265633
ANZALONE, THOMAS JOSEPHCHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER1161513
AUBIN, JEAN PIERREEXECUTIVE MANAGING DIRECTOR EQUITIES, DERIVATIVES, FUTURES5596046
BGCF HOLDINGS LLCGENERAL PARTNER—
HAUF, JASON WILLIAMSCHIEF FINANCIAL OFFICER4163331
LEWIS, THOMAS JOSEPHMANAGING DIRECTOR FIXED INCOME AND COMMODITIES2684821
LYNCH, MARTINCHIEF OPERATING OFFICER5612726
SULFARO, MICHAEL CARLCHIEF COMPLIANCE OFFICER2483562

Disclosures

Regulatory Event

36

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1998About the Series 3 exam

Series 5 — Interest Rate Options Examination

Passed Oct 1981

Series 7 — General Securities Representative Examination

Passed Feb 1979About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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