Stuart Neal Garawitz
Professional Summary
Stuart Neal Garawitz is a registered financial advisor currently at DEVELOPMENT CORPORATION FOR ISRAEL located in N. Bethesda, Maryland. Stuart is registered as a RR (Registered Representative) and started their career in finance in 1979. Stuart has worked at 14 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 15, Series 5, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
47 years in the financial services industry
Current & Past Employments
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Current Firm
DEVELOPMENT CORPORATION FOR ISRAEL
Contact Information
Main Address
P.o. Box 5263, New York, NY 10150Mailing Address
P.o. Box 5263, New York, NY 10150Phone Number
(212) 644-2663Established
New York since 03/21/1955Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASSOCIATION FOR DEVELOPMENT OF ISRAEL, INC. F/K/A AMERICAN SOCIETY OF RESETTLEMENT & REHABILITON IN ISRAEL, INC. | SOLE SHAREHOLDER - ASSOCIATION FOR DEVELOPMENT OF ISRAEL, INC., IS A NOT-FOR PROFIT MEMBERSHIP CORP. (NEW ENTITY NAME 3/2014) | — |
| CORNICK, KENNETH LAWRENCE | DIRECTOR | 2528105 |
| DIENER, ROBERT BENJAMIN | DIRECTOR | 3043768 |
| EHRLICH, LIRAN | DIRECTOR | 8286712 |
| FOX, WILLIAM ZEV | DIRECTOR | 212366 |
| GARAWITZ, STUART NEAL | VICE PRESIDENT - SALES | 861993 |
| GOLDSTEIN, HOWARD LEWIS | DIRECTOR/CHAIRMAN EMERITUS | 2235827 |
| GRANT, ADRIAN MERVYN | DIRECTOR | 6364527 |
| HERBSTMAN, BURTON LEE | DIRECTOR | 6364536 |
| HERBSTMAN, HELENE ELLEN | DIRECTOR | 6364551 |
| HORVATH, JORDAN A | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER/FINRA EXECUTIVE REP./ASSISTANT SECRETARY/VICE PRESIDENT - LEGAL | 4928984 |
| HUTTER, ANDREW MARK | DIRECTOR/CHAIRMAN OF THE BOARD | 6364574 |
| KRUGER, ERIK S | FINANCIAL OPERATIONS PRINCIPAL/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER | 5739446 |
| LEWIS, SHIRA JOY | DIRECTOR/TREASURER | 2672845 |
| MULVEY, WILLIAM JAMES JR | PRINCIPAL OPERATIONS OFFICER | 2760487 |
| NAVEH, DANI | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 7413657 |
| OLSCHWANGER, LARRY MARTIN | DIRECTOR | 8286646 |
| PINES, ALAN JAY | DIRECTOR | 6417612 |
| ROTHENBERG, LARRY LEE | DIRECTOR | 1079161 |
| RUBENS, JOSH M | DIRECTOR | 7681292 |
| RUBIN, ANDREW DAVID | DIRECTOR | 2876452 |
| SEGAL, GLENN | DIRECTOR/SECRETARY | 6364874 |
| STEIN, LAURA | DIRECTOR | 7681994 |
| SWIG, KENT MASON | DIRECTOR | 4768476 |
| ZEIDMAN, FRED SCHWARTZ | DIRECTOR | 4774789 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/11/2012)
(1/19/2011)
(1/13/2011)
(1/5/2018)
(9/5/2012)
(1/14/2011)
(9/6/2012)
(1/13/2011)
(9/6/2012)
(9/6/2012)
(9/6/2012)
(1/19/2011)
(1/24/2011)
(1/18/2011)
(1/13/2011)
(1/14/2011)
(9/6/2012)
(5/26/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 15 — Foreign Currency Options Examination
Passed May 1983Series 5 — Interest Rate Options Examination
Passed Oct 1981Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed May 1997SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stuart Neal Garawitz's CRS (Customer Relationship Summary).
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