Stephen Allen Schwarzman
Professional Summary
Stephen Allen Schwarzman, who also goes by Stephen A Schwarzman, is a registered financial advisor currently at BLACKSTONE SECURITIES PARTNERS L.P. located in New York, New York. Stephen is registered as a RR (Registered Representative) and started their career in finance in 1979. Stephen has worked at 3 firms and has passed the Series 7TO, Series 79TO, Series 99TO, SIE, Series 24 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephen A Schwarzman
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
47 years in the financial services industry
Current & Past Employments
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Current Firm
BLACKSTONE ADVISORY PARTNERS L.P. | THE BLACKSTONE GROUP L.P. | THE BLACKSTONE GROUP | BLACKSTONE SECURITIES PARTNERS L.P. | BLACKSTONE CAPITAL MARKETS | BLACKSTONE ADVISORY SERVICES L.P.
Contact Information
Main Address
345 Park Avenue, New York, NY 10154-0191Mailing Address
601 Lexington Avenue 28th Floor, New York, NY 10022Phone Number
(212) 583-5000Established
Delaware since 09/27/1988Firm Type
PartnershipFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKSTONE GROUP HOLDINGS L.P. | LIMITED PARTNER | — |
| BALLAS, ZACHARY | DESIGNATED PRINCIPAL | 6563232 |
| BLACKSTONE ADVISORY SERVICES L.L.C. | GENERAL PARTNER | — |
| DEROSE, ANTHONY | CHIEF COMPLIANCE OFFICER | 5553578 |
| PAYNE, DAVID BRYAN | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP | 4984877 |
| SCHWARZMAN, STEPHEN ALLEN | CHAIRMAN & CEO | 861435 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/14/1986)
(6/19/1992)
(5/8/1992)
(10/15/1986)
(2/6/1987)
(2/11/1987)
(2/25/1987)
(1/2/1987)
(6/17/1992)
(6/9/1992)
(3/13/1987)
(11/10/1986)
(1/20/1987)
(1/16/1987)
(2/11/1987)
(2/11/1987)
(10/16/1986)
(2/11/1987)
(9/10/1987)
(2/12/1987)
(11/26/1990)
(2/11/1987)
(5/15/1992)
(12/4/1992)
(11/28/1986)
(1/9/1987)
(2/11/1987)
(2/2/1987)
(5/8/1992)
(3/6/1997)
(12/15/1986)
(1/9/1987)
(8/24/2010)
(9/8/1995)
(6/11/1992)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 40 — Registered Principal Examination
Passed Dec 1978SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephen Allen Schwarzman's CRS (Customer Relationship Summary).
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