James S. Hemphill

TGS FINANCIAL ADVISORS

Radnor, PA 19087

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CRD#: 858854

Professional summary

James Steuart Hemphill, CFP®, ChFC®, CIMA®, CLU®, CPWA® is a registered financial advisor currently at TGS FINANCIAL ADVISORS located in Radnor, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. James has worked at 6 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 7 and Series 8 exams.

Question & Answer

What are your service offerings?

Estate Planning

Comprehensive Financial Planni...

Tax Planning

Retirement Income Management

Retirement Planning

Investment Planning

Do you have an area of expertise or specialization?

AUM

Business Owners

Charitable Giving

College/Education Planning

Entrepreneurs

Estate & Generational Planning...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Steuart Hemphill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

ChFC^®

Chartered Financial Consultant

CIMA^®

Certified Investment Management Analyst

CLU^®

Chartered Life Underwriter

CPWA^®

Certified Private Wealth Advisor

Start date: 2016-04-19

Expire date: 2024-08-31

Experience

Current

January 20, 2005 - Present

TGS FINANCIAL ADVISORS

Office #1: 100 W. Matsonford Road Building 3, Suite 304, Radnor, PA 19087

RIA

CRD#: 107289

Radnor, PA

Past

October 3, 1991 - December 31, 2004

TGS FINANCIAL ADVISORS

RIA

CRD#: 107289

MEDIA, PA

Past

February 16, 1990 - July 3, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

RADNOR, PA

Past

June 1, 1984 - February 24, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 17, 1979 - June 22, 1984

LEHMAN BROTHERS INC.

CRD#: 7506

Past

June 1, 1979 - September 17, 1979

LOEB PARTNERS

CRD#: 7534

Past

November 1, 1978 - June 14, 1979

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TGS FINANCIAL ADVISORS

PROFESSIONAL FINANCIAL ADVISORS INC | TGS FINANCIAL ADVISORS

CRD#: 107289 / SEC#: 801-38963

RIA

Registered Investment Advisory firm - (6/7/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/20/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/7/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/7/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 15

Date: 2/7/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 10/17/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 10/21/1978

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 4/27/1990

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

TGS FINANCIAL ADVISORS

PROFESSIONAL FINANCIAL ADVISORS INC | TGS FINANCIAL ADVISORS

CRD#: 107289 / SEC#: 801-38963

RIA

Registered Investment Advisory firm - (6/7/1991 Approved)

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Contact information

Main Address

100 W. Matsonford Road Building 3, Suite 304, Radnor, PA 19087

Mailing Address

Phone number

(610) 892-9900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A WRAP FEE BROCHURE (9/5/2025)

PART 2A BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	1,125
AUM (Assets Under Management)	$ 359,389,701

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/05/2025	Cover Page	Report
08/29/2024	Cover Page	Report
10/27/2023	Cover Page	Report
12/29/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

James S. Hemphill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Steuart Hemphill's CRS (Customer Relationship Summary).

Certified licenses

Experience

TGS FINANCIAL ADVISORS

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LEHMAN BROTHERS INC.

LOEB PARTNERS

FIRST JERSEY SECURITIES, INC.

Primary Firm SEC Registration

TGS FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/7/1991

Series 63

Date: 5/7/1984

Series 15

Date: 2/7/1984

Series 5

Date: 10/17/1981

Series 7

Date: 10/21/1978

Series 8

Date: 4/27/1990

Current Firm

TGS FINANCIAL ADVISORS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TGS FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

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