James Steuart Hemphill
CFP®, ChFC®, CIMA®, CLU®, CPWA®Professional Summary
James Steuart Hemphill, CFP®, ChFC®, CIMA®, CLU®, CPWA® is a registered financial advisor currently at TGS FINANCIAL ADVISORS located in Radnor, Pennsylvania. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. James has worked at 6 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Estate & Legacy Planning
- Financial Planning
- Tax Planning
- Retirement Planning
- Investment Management
- Education Funding
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
48 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PROFESSIONAL FINANCIAL ADVISORS INC | TGS FINANCIAL ADVISORS
Contact Information
Main Address
100 W. Matsonford Road Building 3, Suite 304, Radnor, PA 19087Phone Number
(610) 892-9900# of Employees
13SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,222AUM (Assets Under Management)
$425,986,789Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2025 | Cover Page | Report |
| 08/29/2024 | Cover Page | Report |
| 10/27/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
PROFESSIONAL FINANCIAL ADVISORS INC | TGS FINANCIAL ADVISORS
State Registrations and Notice Filings
(1/20/2005)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Feb 1984Series 5 — Interest Rate Options Examination
Passed Oct 1981Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Apr 1990Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Steuart Hemphill's CRS (Customer Relationship Summary).
Services Offered by James
- Estate & Legacy Planning
- Financial Planning
- Tax Planning
- Retirement Planning
- Investment Management
- Education Funding
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