Phillip W. Hart
Professional summary
Phillip Wayne Hart, who also goes by Phil Hart, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Fort Worth, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.
Phillip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Phillip has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Wayne Hart's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2017 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109January 19, 2017 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109November 30, 2010 - November 21, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 29, 2007 - October 6, 2010
TD AMERITRADE, INC.
November 17, 2006 - January 30, 2007
ALLSTATE FINANCIAL SERVICES, LLC
January 27, 2006 - July 7, 2006
1ST DISCOUNT BROKERAGE, INC.
July 26, 2005 - January 19, 2006
AVANTAX INVESTMENT SERVICES, INC.
April 22, 2003 - August 18, 2004
HIGH MARK SECURITIES, INC.
February 5, 2001 - May 2, 2003
HILLTOP SECURITIES INC.
August 31, 1999 - December 31, 1999
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 31, 1997 - July 19, 1999
CAPITAL BROKERAGE CORPORATION
August 25, 1993 - January 31, 1996
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
March 23, 1988 - December 20, 1995
AVANTAX INVESTMENT SERVICES, INC.
October 17, 1978 - April 12, 1988
TOWER SQUARE SECURITIES, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 1
Date: 10/10/1978
Registered Representative ExaminationFINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
