John F. Nash
Professional summary
John Frederick Nash, who also goes by John Nash, is a registered financial professional currently at LEVEL FOUR FINANCIAL, LLC located in Raleigh, North Carolina.
John is registered as a RR (Registered Representative) and started their career in finance in 1978. John has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 5, Series 7, Series 9, Series 10, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Frederick Nash's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2022 - Present
LEVEL FOUR FINANCIAL, LLC
Office #1: 4001 Barrett Drive Suite 100, Raleigh, NC 27609March 26, 2001 - June 16, 2004
MAI CORPORATION
April 14, 1987 - October 31, 2022
MID-ATLANTIC SECURITIES, INC.
February 7, 1986 - March 30, 1987
HERITAGE FINANCIAL INVESTMENTS CORPORATION
September 25, 1978 - February 14, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2022)
(10/14/2022)
(10/14/2022)
(10/14/2022)
(10/14/2022)
(7/15/2024)
(10/14/2022)
(10/14/2022)
(10/14/2022)
(10/14/2022)
(10/14/2022)
(10/14/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 5
Date: 12/11/1982
Interest Rate Options ExaminationSeries 8
Date: 4/14/1982
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700 / SEC#: 801-65811, 8-41965
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700Raleigh, NC 27609TRUST BUT VERIFY
Monitor John Nash
Get automatic monthly alerts on:
