Allen J. Williamson
Professional summary
Allen Johnston Williamson is a registered financial professional currently at FS INVESTMENT SOLUTIONS, LLC located in Philadelphia, Pennsylvania.
Allen is registered as a RR (Registered Representative) and started their career in finance in 1978. Allen has worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Allen Johnston Williamson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2020 - Present
FS INVESTMENT SOLUTIONS, LLC
Office #1: 201 Rouse Boulevard, Philadelphia, PA 19112November 16, 2016 - February 27, 2020
FORESIDE FUND SERVICES, LLC
March 21, 2016 - August 4, 2016
UBS FINANCIAL SERVICES INC.
March 18, 2016 - August 4, 2016
UBS FINANCIAL SERVICES INC.
January 12, 2012 - July 1, 2015
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
September 23, 2009 - July 1, 2015
GUGGENHEIM INVESTMENTS
June 5, 2009 - March 3, 2014
GUGGENHEIM DISTRIBUTORS, LLC
March 27, 2008 - June 11, 2009
TGL PARTNERS LLC
May 23, 2002 - July 1, 2004
RITTENHOUSE ASSET MANAGEMENT, INC.
May 23, 2002 - July 1, 2004
NUVEEN FUND ADVISORS, LLC
October 9, 2000 - June 30, 2004
NUVEEN SECURITIES, LLC
September 26, 1978 - September 15, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 1, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 8
Date: 2/10/1984
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
FS INVESTMENT SOLUTIONS, LLC
CRD#: 145244 / SEC#: , 8-67718
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FRANKLIN SQUARE HOLDINGS, LP | SOLE MEMBER OF FS INVESTMENT SOLUTIONS, LLC | |
| DETWILER, ELIZABETH CAMILLA | GENERAL COUNSEL, PRINICIPAL OPERATIONS OFFICER | 4361137 |
| GAGLIOTI, ENRICO SALVATORE | PRESIDENT | 2649966 |
| PAGNOTTA, CHRISTOPHER VINCENT | CHIEF COMPLIANCE OFFICER | 4418522 |
| SCARPATI, GERARD | FINOP/CFO, PFO | 2313132 |
Red Flags
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