Gerald D. Klosterboer
Professional summary
Gerald Duane Klosterboer, CFP®, who also goes by Jerry Klosterboer, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Zephyr Cove, Nevada and CETERA ADVISORS LLC located in Zephyr Cove, Nevada.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Gerald has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 5, Series 7, Series 51, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Duane Klosterboer's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1992
Experience
November 9, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 295 Highway 50 Suite 7, Zephyr Cove, NV 89448September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 295 Highway 50 Suite 7, Zephyr Cove, NV 89448July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
April 11, 1996 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
December 16, 1994 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
May 31, 1989 - December 23, 1994
FIRST AFFILIATED SECURITIES
November 16, 1984 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
November 21, 1983 - January 10, 1985
PRUDENTIAL EQUITY GROUP, LLC
August 25, 1978 - December 14, 1983
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2022)
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(11/9/2020)
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(11/12/2020)
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(11/17/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 5
Date: 11/11/1982
Interest Rate Options ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
