Robert I. Sachs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Ivan Sachs, who also goes by Bob Sachs, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1978. Robert had worked at 9 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 1997 - April 4, 1997
CLEARING SERVICES OF AMERICA, INC.
October 8, 1993 - December 31, 1994
NORTH AMERICAN MANAGEMENT, INC.
April 18, 1991 - November 8, 1991
THE INVESTMENT CENTER, INC.
October 24, 1990 - April 25, 1991
EAST - WEST CAPITAL CORPORATION
March 30, 1990 - July 25, 1990
HORIZONS INTERNATIONAL CORPORATION
May 6, 1987 - October 24, 1988
SECURITIES AMERICA, INC.
February 12, 1986 - April 29, 1986
KORN, WOMACK, STERN AND ASSOCIATES, INC.
January 18, 1985 - February 12, 1986
E.R. KELLER & CO., INC.
May 23, 1978 - December 16, 1982
INDUSTRY SAVINGS PLANS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/15/1978
Registered Representative ExaminationCurrent Firm
CLEARING SERVICES OF AMERICA, INC.
CRD#: 23623 / SEC#: , 8-40560
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Civil Event | 2 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
