Harvey Harold Feldman
Professional Summary
Harvey Harold Feldman, who also goes by Bud Feldman, was a registered financial advisor. Harvey was a previously registered financial professional and started their career in finance 1968 - 2003. Harvey had worked at 5 firms and has passed the Series 63, Series 5, Series 15, Series 1, Series 4, Series 40 and F04 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bud Feldman
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
58 years in the financial services industry
Current & Past Employments
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Current Firm
CLEARING SERVICES OF AMERICA, INC. | CLEARING SERVICES OF AMERICA,INC.
Contact Information
Established
Missouri since 12/01/1988Firm Type
CorporationFiscal Year End
SeptemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
6Civil Event
2Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Aug 1983Series 15 — Foreign Currency Options Examination
Passed Apr 1983Series 1 — Registered Representative Examination
Passed Nov 1968Series 40 — Registered Principal Examination
Passed Jun 1977F04 — Financial Principal Examination
Passed May 1977Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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