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Deborah Wynne Mertz

CRD# 1725980·Registered 1995 - 2021
Previously Registered: Being a previously registered professional could mean that Deborah is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Deborah Wynne Mertz, who also goes by Deborah Wynne Ayers, was a registered financial advisor. Deborah was a previously registered financial professional and started their career in finance 1995 - 2021. Deborah had worked at 3 firms and has passed the Series 63, Series 99TO, SIE and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Deborah Wynne Ayers

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

J.A. GLYNN INVESTMENTS, LLC.·CRD# 22011
BD
St Louis, MO
October 16, 2007 - March 30, 2021
CLEARING SERVICES OF AMERICA, INC.·CRD# 23623
BD
St. Louis, MO
January 24, 2000 - September 4, 2003
LINDNER ASSET MANAGEMENT, INC.·CRD# 35084
BD
St. Louis, MO
July 10, 1995 - July 13, 1999

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Current Firm

JG
J.A. GLYNN INVESTMENTS, LLC.

DJF PURCHASE COMPANY, INC. | JAG ADVISORS | J.A. GLYNN INVESTMENTS, LLC. | J.A. GLYNN & CO.

CRD#: 22011 / SEC#: 801-53844, 8-39465
BD
Terminated by SEC on 05/01/2021

Contact Information

Established

Missouri since 03/11/2013

Firm Type

Limited Liability Company

Fiscal Year End

April

Documents

Latest Form ADV

Part 2 Brochures

JAG ADVISORS ADV 2A AND APPENDIX (7/13/2012)

Direct owners and executive officers

NamePositionCRD#
J.A. GLYNN & CO.PARENT—
CONLEY, NORMAN BENEDICT IIIPRESIDENT, CHIEF EXECUTIVE OFFICER,CHAIRMAN, CCO2543624

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1995About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 2007About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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