Daniel D. Porter

CETERA INVESTMENT ADVISERS LLC

NORTH RICHLAND HILLS, TX 76180

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CRD#: 849544

Professional summary

Daniel Doyle Porter, who also goes by Dan Porter, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in North Richland Hills, Texas and CETERA ADVISORS LLC located in North Richland Hills, Texas.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Daniel has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Porter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) PORTER, MORGAN & ASSOCIATES; "DOING BUSINESS AS" (DBA); START DATE: 8/26/2008

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Doyle Porter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2020 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 5587 Davis Blvd., Ste 100, North Richland Hills, TX 76180

RIA

CRD#: 105644

NORTH RICHLAND HILLS, TX

Current

September 8, 2022 - Present

CETERA ADVISORS LLC

Office #1: 5587 Davis Boulevard Suite 100, North Richland Hills, TX 76180

CRD#: 10299

NORTH RICHLAND HILLS, TX

Past

May 30, 2008 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

NORTH RICHLAND HILLS, TX

Past

January 3, 2007 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

NORTH RICHLAND HILLS, TX

Past

October 18, 2006 - January 3, 2007

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

NORTH RICHLAND HILLS, TX

Past

October 11, 2006 - May 30, 2008

FFP SECURITIES, INC.

CRD#: 16337

NORTH RICHLAND HILLS, TX

Past

January 4, 1999 - October 12, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

N. RICHLAND HILLS, TX

Past

January 4, 1999 - October 12, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

N. RICHLAND HILLS, TX

Past

June 23, 1997 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

April 3, 1989 - July 3, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 2, 1986 - April 15, 1989

ROTAN MOSLE INC.

CRD#: 727

Past

March 16, 1981 - September 12, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

Past

September 26, 1978 - April 13, 1981

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

March 1, 1978 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/8/2022)

Arkansas
(9/8/2022)

California
(9/8/2022)

Colorado
(9/8/2022)

Connecticut
(9/8/2022)

Delaware
(9/8/2022)

Florida
(9/8/2022)

Georgia
(9/8/2022)

Kansas
(9/8/2022)

Louisiana
(9/8/2022)

Maryland
(9/8/2022)

New Mexico
(9/8/2022)

New York
(9/8/2022)

North Carolina
(9/8/2022)

Ohio
(9/8/2022)

Oklahoma
(9/8/2022)

Pennsylvania
(9/8/2022)

South Carolina
(7/9/2025)

Tennessee
(9/8/2022)

IAR

Texas
(11/12/2020)

Texas
(9/8/2022)

Virginia
(9/8/2022)

Wisconsin
(9/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/19/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/1978

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel D. Porter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Doyle Porter's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FFP ADVISORY SERVICES INC

FFP SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

UBS FINANCIAL SERVICES INC.

ROTAN MOSLE INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/1997

Series 63

Date: 5/19/1987

SIE

Date: 10/1/2018

Series 7

Date: 2/18/1978

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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