Walter Anthony Kapuscinski
Professional Summary
Walter Anthony Kapuscinski was a registered financial advisor. Walter was a previously registered financial professional and started their career in finance 1978 - 2024. Walter had worked at 34 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 52TO, SIE, Series 15, Series 3, Series 5, Series 7, Series 14, Series 10, Series 9, Series 53, Series 24, Series 4 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
48 years in the financial services industry
Current & Past Employments
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Current Firm
ALMARC TRADING LLC | PLANNER SECURITIES LLC | ALMARC TRADING, LP
Contact Information
Main Address
641 Lexington Avenue 14th Floor, Ste 1423, New York, NY 10022Mailing Address
1221 Brickell Avenue 9th Floor, Miami, FL 33131Phone Number
(646) 381-7000Established
Delaware since 12/10/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 15 — Foreign Currency Options Examination
Passed Dec 1982Series 5 — Interest Rate Options Examination
Passed Oct 1981Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 12 — NYSE Branch Manager Examination
Passed May 1978Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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