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Joseph Charles Vigliarolo

ALDERMAN & COMPANY CAPITAL

DANBURY, CT

·CRD# 4880434·21 years experience

Professional Summary

Joseph Charles Vigliarolo is a registered financial advisor currently at ALDERMAN & COMPANY CAPITAL, LLC located in Danbury, Connecticut and BCW SECURITIES LLC located in Westport, Connecticut. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2004. Joseph has worked at 19 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 14, Series 27, Series 4 and...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

ALDERMAN & COMPANY CAPITAL, LLC·CRD# 136492

BD

1. Danbury, CT2. 35 Warrington Round, Danbury, CT 06810

April 8, 2020 - Present

BCW SECURITIES LLC·CRD# 144930

BD

1. 55 Post Road West, Suite 200, Westport, CT 068802. 55 Post Road West, Suite 200, Westport, CT 06880

April 14, 2020 - Present

INVESTX MARKETS LLC·CRD# 148248

BD

1055 West Hastings Street Suite 1420, Vancouver, Bc, V6E 2E9

May 6, 2020 - Present

DIGITAL OFFERING LLC·CRD# 166401

BD

1461 Glenneyre Street Suite D, Laguna Beach, CA 92651

December 1, 2021 - Present

PANMURE LIBERUM INC·CRD# 148135

BD

575 Fifth Avenue 20th Floor, New York, NY 10017

December 20, 2021 - Present

PLANNER SECURITIES LLC·CRD# 36866

BD

Stuart, FL

November 9, 2023 - Present

MHL INVESTMENTS·CRD# 2535

RIA

BD

1. Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 840472. 6900 S. 900 E. Suite 200, Midvale, UT 84047

November 13, 2023 - Present

USMART CAPITAL, LLC·CRD# 329365

BD

1. 515 Madison Ave. Suite 9023, New York, NY 100222. 515 Madison Ave. Suite 9023, New York, NY 10022

January 24, 2025 - Present

DECHEQUE SECURITIES LLC·CRD# 311020

BD

Salt Lake City, UT

October 6, 2021 - August 8, 2022

RONDOUT PARTNERS, LLC·CRD# 298367

BD

High Falls, NY

September 9, 2020 - September 30, 2021

MHL INVESTMENTS·CRD# 2535

BD

Midvale, UT

July 10, 2020 - March 1, 2023

WAYPOINT DIRECT INVESTMENTS, LLC·CRD# 132475

BD

Stamford, CT

April 13, 2020 - February 7, 2022

CROWDVEST SECURITIES LLC·CRD# 288827

BD

Santa Monica, CA

January 2, 2020 - May 1, 2024

BMA ADVISORS, LLC·CRD# 124299

RIA

La Quinta, CA

November 10, 2017 - November 16, 2020

BMA SECURITIES, LLC·CRD# 108219

BD

El Segundo, CA

January 8, 2016 - December 17, 2019

MINUTEMAN ADVISOR, INC.·CRD# 166878

RIA

Palm Beach Gardens, FL

June 24, 2013 - November 23, 2015

BMA ADVISORS, LLC·CRD# 124299

RIA

Indio, CA

December 5, 2012 - June 19, 2013

BOUSTEAD SECURITIES, LLC·CRD# 141391

BD

El Segundo, CA

November 23, 2010 - August 5, 2016

TODD AND COMPANY, INC.·CRD# 5651

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Garden City, NY

July 19, 2010 - December 9, 2010

WORLD TRADE FINANCIAL CORPORATION·CRD# 42638

BD

El Seguno, CA

June 4, 2009 - August 3, 2010

STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED·CRD# 5133

BD

Culver City, CA

December 2, 2008 - June 12, 2009

BMA SECURITIES, LLC·CRD# 108219

BD

Rolling Hills Estates, CA

December 10, 2004 - December 23, 2008

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Current Firm

UC

USMART CAPITAL, LLC

USMART (USA) | USMART CAPITAL, LLC

CRD#: 329365 / SEC#: 8-71200

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

515 Madison Ave. Suite 9023, New York, NY 10022

Mailing Address

515 Madison Ave. Suite 9023, New York, NY 10022

Phone Number

(646) 908-2998

Established

New York since 11/10/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (48 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
USMART INLET INVESTMENT LTD	OWNER	—
BENDER, STEVEN CHRISTOPHER	FINOP	2650187
SLONE, JONATHAN	CEO	2150608
TANG, MICHAEL	INVESTMENT BANKING PRINCIPAL	6999739
VIGLIAROLO, JOSEPH CHARLES	CCO	4880434

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(4/24/2025)

RR

Alaska
(3/17/2025)

RR

Arizona
(6/10/2025)

RR

Arkansas
(12/15/2025)

RR

California
(11/9/2023)

RR

Colorado
(3/27/2025)

RR

Connecticut
(4/23/2025)

RR

Delaware
(4/14/2025)

RR

District of Columbia
(9/22/2026)

RR

Florida
(4/2/2024)

RR

Georgia
(4/16/2025)

RR

Hawaii
(5/7/2025)

RR

Idaho
(3/7/2025)

RR

Illinois
(10/6/2026)

RR

Indiana
(7/23/2026)

RR

Iowa
(3/7/2025)

RR

Kansas
(7/23/2026)

RR

Kentucky
(3/26/2025)

RR

Louisiana
(3/13/2025)

RR

Maine
(9/25/2026)

RR

Maryland
(8/27/2026)

RR

Massachusetts
(1/9/2026)

RR

Michigan
(12/17/2025)

RR

Minnesota
(8/12/2025)

RR

Mississippi
(4/1/2025)

RR

Montana
(8/3/2026)

RR

Nebraska
(9/2/2026)

RR

Nevada
(7/23/2026)

RR

New Hampshire
(8/18/2026)

RR

New Jersey
(8/20/2025)

RR

New Mexico
(9/4/2026)

RR

New York
(3/4/2025)

RR

North Carolina
(4/1/2025)

RR

Ohio
(1/14/2026)

RR

Oklahoma
(3/10/2025)

RR

Oregon
(8/20/2026)

RR

Pennsylvania
(6/23/2025)

RR

Rhode Island
(3/10/2025)

RR

South Carolina
(6/24/2026)

RR

South Dakota
(6/22/2026)

RR

Tennessee
(5/18/2026)

RR

Utah
(3/7/2025)

RR

Vermont
(6/17/2026)

RR

Virgin Islands
(6/18/2026)

RR

Virginia
(7/7/2026)

RR

Washington
(3/7/2025)

RR

West Virginia
(7/8/2026)

RR

Wisconsin
(6/4/2026)

RR

Wyoming
(6/24/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2005About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Sep 2016About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2006

Series 7 — General Securities Representative Examination

Passed Dec 2004About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 2007About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2007About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Apr 2005About the Series 24 exam

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joseph Charles Vigliarolo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JV

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